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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
251
DELISTED
Express Scripts Holding Company
ESRX
$815K 0.09%
11,784
+4,122
+54% +$290K
BNY
252
Bank of New York Mellon
BNY
$110B
$814K 0.09%
21,676
+6,735
+45% +$233K
RFV icon
253
Invesco S&P MidCap 400 Pure Value ETF
RFV
$337M
$813K 0.09%
15,150
-305
-2% -$15.8K
MOH icon
254
Molina Healthcare
MOH
$11.6B
$809K 0.09%
18,131
+3,542
+24% +$144K
DCP
255
DELISTED
DCP Midstream, LP
DCP
$808K 0.09%
14,145
+175
+1% +$9.47K
ISCB icon
256
iShares Morningstar Small-Cap ETF
ISCB
$282M
$805K 0.09%
23,416
+5,288
+29% +$175K
PCG icon
257
PG&E
PCG
$39.9B
$800K 0.09%
16,620
-33
-0.2% -$1.5K
SCHH icon
258
Schwab US REIT ETF
SCHH
$11.5B
$797K 0.09%
44,700
+570
+1% +$9.87K
WFC icon
259
Wells Fargo
WFC
$262B
$797K 0.09%
15,074
-2,719
-15% -$137K
RKT
260
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$790K 0.09%
14,936
+5,560
+59% +$280K
AGCO icon
261
AGCO
AGCO
$8.49B
$777K 0.09%
+17,889
New +$988K
XLP icon
262
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$773K 0.09%
17,406
+6,930
+66% +$307K
MMP
263
DELISTED
Magellan Midstream Partners, L.P.
MMP
$772K 0.09%
9,200
+789
+9% +$61.8K
IYG icon
264
iShares US Financial Services ETF
IYG
$2.13B
$767K 0.09%
27,315
+1,320
+5% +$36.3K
DLN icon
265
WisdomTree US LargeCap Dividend Fund
DLN
$6.23B
$763K 0.09%
21,570
-320
-1% -$11K
MUB icon
266
iShares National Muni Bond ETF
MUB
$45.2B
$763K 0.09%
7,033
+1,758
+33% +$190K
BRK.A icon
267
Berkshire Hathaway Class A
BRK.A
$1.05T
$760K 0.09%
4
– –
AMZN icon
268
Amazon
AMZN
$2.63T
$758K 0.09%
47,020
+2,420
+5% +$38.3K
PRFZ icon
269
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.78B
$751K 0.08%
37,305
– –
DNP icon
270
DNP Select Income Fund
DNP
$4.16B
$750K 0.08%
71,264
-56,892
-44% -$575K
HUM icon
271
Humana
HUM
$47.7B
$748K 0.08%
5,853
+2,224
+61% +$263K
CMCSA icon
272
Comcast
CMCSA
$84B
$746K 0.08%
27,788
+15,254
+122% +$392K
D icon
273
Dominion Energy
D
$62.5B
$746K 0.08%
10,439
+4,192
+67% +$294K
IEV icon
274
iShares Europe ETF
IEV
$1.64B
$740K 0.08%
15,215
+4,552
+43% +$224K
SBR
275
Sabine Royalty Trust
SBR
$1.08B
$731K 0.08%
11,984
-359
-3% -$19.9K
9 10
11
12 13

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.