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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
226
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$1.23M 0.09%
26,355
-1,841
-7% -$85.8K
FLOT icon
227
iShares Floating Rate Bond ETF
FLOT
$10.1B
$1.23M 0.09%
24,188
+6,774
+39% +$343K
BOIL icon
228
ProShares Ultra Bloomberg Natural Gas
BOIL
$422M
$1.21M 0.09%
+8
New +$1.21M
NFLX icon
229
Netflix
NFLX
$285B
$1.2M 0.09%
121,650
+22,020
+22% +$210K
IHF icon
230
iShares US Healthcare Providers ETF
IHF
$1.18B
$1.19M 0.09%
48,360
-2,885
-6% -$72.5K
CAT icon
231
Caterpillar
CAT
$410B
$1.19M 0.09%
13,333
-13,626
-51% -$1.11M
TGP
232
DELISTED
Teekay LNG Partners L.P.
TGP
$1.19M 0.09%
77,281
-7,137
-8% -$89.6K
CHD icon
233
Church & Dwight Co
CHD
$23B
$1.18M 0.09%
24,647
+5,193
+27% +$256K
WBA
234
DELISTED
Walgreens Boots Alliance
WBA
$1.18M 0.09%
14,728
+2,444
+20% +$199K
IEMG icon
235
iShares Core MSCI Emerging Markets ETF
IEMG
$153B
$1.18M 0.09%
25,867
+17,297
+202% +$768K
CMCSA icon
236
Comcast
CMCSA
$84B
$1.17M 0.09%
35,278
+388
+1% +$12.9K
IIM icon
237
Invesco Value Municipal Income Trust
IIM
$589M
$1.17M 0.09%
71,827
-6,324
-8% -$108K
WAFD icon
238
WaFd
WAFD
$2.72B
$1.17M 0.09%
43,764
– –
IGM icon
239
iShares Expanded Tech Sector ETF
IGM
$10.3B
$1.16M 0.09%
56,412
-78
-0.1% -$1.54K
MDY icon
240
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.16M 0.09%
4,118
-3,370
-45% -$949K
DD
241
DELISTED
Du Pont De Nemours E I
DD
$1.13M 0.09%
16,985
-136
-0.8% -$9.24K
VOT icon
242
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$1.11M 0.09%
10,455
+896
+9% +$94.8K
LGLV icon
243
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.17B
$1.11M 0.09%
13,900
-500
-3% -$40.4K
CI icon
244
Cigna
CI
$75.4B
$1.11M 0.09%
8,529
+2,303
+37% +$301K
IWB icon
245
iShares Russell 1000 ETF
IWB
$48.3B
$1.11M 0.09%
9,205
-443
-5% -$53.2K
ABT icon
246
Abbott
ABT
$175B
$1.1M 0.08%
26,324
-539
-2% -$23.1K
DON icon
247
WisdomTree US MidCap Dividend Fund
DON
$4.02B
$1.1M 0.08%
36,327
+6,576
+22% +$200K
ESS icon
248
Essex Property Trust
ESS
$18.8B
$1.1M 0.08%
4,904
-4
-0.1% -$910
VOD icon
249
Vodafone
VOD
$35.7B
$1.09M 0.08%
37,218
+22,805
+158% +$695K
WM icon
250
Waste Management
WM
$94.9B
$1.08M 0.08%
16,916
-381
-2% -$24.9K
8 9
10
11 12

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.