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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMD
226
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$943K 0.07%
52,964
-12,484
-19% -$219K
COV
227
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$941K 0.07%
10,887
+335
+3% +$29.7K
CSG
228
DELISTED
CHAMBERS STR PPTYS COM
CSG
$940K 0.07%
124,788
+1,793
+1% +$14K
SLV icon
229
iShares Silver Trust
SLV
$28.8B
$938K 0.07%
57,335
-6,977
-11% -$132K
RTX icon
230
RTX Corp
RTX
$262B
$936K 0.07%
14,052
+1,704
+14% +$117K
IXJ icon
231
iShares Global Healthcare ETF
IXJ
$4.04B
$932K 0.07%
19,022
+714
+4% +$34.2K
SRE icon
232
Sempra
SRE
$60.8B
$932K 0.07%
17,660
+306
+2% +$15.8K
DUK icon
233
Duke Energy
DUK
$99.7B
$930K 0.07%
12,511
+5
+0% +$365
TTE icon
234
TotalEnergies
TTE
$189B
$929K 0.07%
14,428
-499
-3% -$33.1K
OKE icon
235
Oneok
OKE
$57.8B
$926K 0.07%
14,116
+709
+5% +$47.5K
AFL icon
236
Aflac
AFL
$62.9B
$923K 0.07%
31,618
-2,058
-6% -$62.6K
KMP
237
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$918K 0.07%
9,824
-668
-6% -$59.4K
IYG icon
238
iShares US Financial Services ETF
IYG
$2.13B
$899K 0.07%
31,335
+4,020
+15% +$114K
D icon
239
Dominion Energy
D
$62.5B
$898K 0.07%
13,039
+2,600
+25% +$180K
MMP
240
DELISTED
Magellan Midstream Partners, L.P.
MMP
$898K 0.07%
10,653
+1,453
+16% +$121K
RPAI
241
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$893K 0.07%
61,077
-1,424
-2% -$21.9K
MYGN icon
242
Myriad Genetics
MYGN
$535M
$882K 0.07%
22,787
+604
+3% +$22.5K
NVS icon
243
Novartis
NVS
$292B
$877K 0.07%
10,423
-38
-0.4% -$3.07K
BNY
244
Bank of New York Mellon
BNY
$110B
$875K 0.07%
22,637
+961
+4% +$37.4K
CN
245
DELISTED
Xtrackers MSCI All China Equity ETF
CN
$868K 0.07%
+29,925
New +$848K
CMCSA icon
246
Comcast
CMCSA
$84B
$866K 0.07%
32,168
+4,380
+16% +$120K
VDE icon
247
Vanguard Energy ETF
VDE
$10B
$866K 0.07%
6,599
+385
+6% +$53.7K
AMGN icon
248
Amgen
AMGN
$198B
$854K 0.07%
6,095
+174
+3% +$22.7K
AMZN icon
249
Amazon
AMZN
$2.63T
$853K 0.07%
53,060
+6,040
+13% +$100K
ISCB icon
250
iShares Morningstar Small-Cap ETF
ISCB
$282M
$850K 0.06%
26,292
+2,876
+12% +$96.5K
8 9
10
11 12

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MNG
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DPAM
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VAM
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CAN
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ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.