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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASHR icon
226
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.37B
$946K 0.11%
41,991
+17,431
+71% +$387K
IGM icon
227
iShares Expanded Tech Sector ETF
IGM
$10.3B
$936K 0.11%
59,034
-3,024
-5% -$46K
XTN icon
228
State Street SPDR S&P Transportation ETF
XTN
$409M
$932K 0.1%
+19,932
New +$890K
NUAN
229
DELISTED
Nuance Communications, Inc.
NUAN
$930K 0.1%
57,285
+22,869
+66% +$331K
DUK icon
230
Duke Energy
DUK
$99.7B
$926K 0.1%
12,506
+2,344
+23% +$169K
VYM icon
231
Vanguard High Dividend Yield ETF
VYM
$80.8B
$921K 0.1%
13,945
+4,049
+41% +$262K
OKE icon
232
Oneok
OKE
$57.8B
$913K 0.1%
13,407
+304
+2% +$19.2K
HD icon
233
Home Depot
HD
$330B
$910K 0.1%
11,252
+693
+7% +$54.7K
SRE icon
234
Sempra
SRE
$60.8B
$908K 0.1%
17,354
+1,336
+8% +$66.3K
ARCC icon
235
Ares Capital
ARCC
$13.5B
$906K 0.1%
50,613
+20,930
+71% +$360K
EFV icon
236
iShares MSCI EAFE Value ETF
EFV
$27.7B
$906K 0.1%
15,563
-1,657
-10% -$97.8K
RTX icon
237
RTX Corp
RTX
$262B
$898K 0.1%
12,348
+2,814
+30% +$207K
VDE icon
238
Vanguard Energy ETF
VDE
$10B
$893K 0.1%
6,214
+513
+9% +$69.7K
XHB icon
239
State Street SPDR S&P Homebuilders ETF
XHB
$1.71B
$889K 0.1%
27,273
-2,140
-7% -$67.8K
EMFT
240
DELISTED
SPDR MSCI EM 50 ETF
EMFT
$871K 0.1%
17,447
-1,282
-7% -$62.2K
NEE icon
241
NextEra Energy
NEE
$186B
$868K 0.1%
34,040
+2,928
+9% +$71.2K
MYGN icon
242
Myriad Genetics
MYGN
$535M
$867K 0.1%
22,183
+293
+1% +$10.9K
DD
243
DELISTED
Du Pont De Nemours E I
DD
$862K 0.1%
13,788
+2,563
+23% +$165K
IXJ icon
244
iShares Global Healthcare ETF
IXJ
$4.04B
$861K 0.1%
18,308
+2,640
+17% +$121K
KMP
245
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$858K 0.1%
10,492
+798
+8% +$61.6K
NKE icon
246
Nike
NKE
$62.6B
$856K 0.1%
22,020
+5,098
+30% +$190K
AET
247
DELISTED
Aetna Inc
AET
$856K 0.1%
+10,494
New +$794K
NVS icon
248
Novartis
NVS
$292B
$848K 0.1%
10,461
+613
+6% +$48.2K
DES icon
249
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$820K 0.09%
35,055
+1,392
+4% +$31.5K
ETR icon
250
Entergy
ETR
$53.6B
$818K 0.09%
+19,926
New +$743K
8 9
10
11 12

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.