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Cavalier Investments Portfolio holdings

AUM $3.7B
1-Year Est. Return 51.42%
This Fund
S&P 500
This Quarter Est. Return
+10.4%
1 Year Est. Return
+51.42%
3 Year Est. Return
+153.91%
5 Year Est. Return
+153.63%
10 Year Est. Return
+741.94%
AUM
$208M
AUM Growth
+$28.4M
Cap. Flow
+$12.8M
Cap. Flow %
6.14%
Top 10 Hldgs %
41.2%
Holding
209
New
64
Increased
35
Reduced
10
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.23M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.94M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.62M
5
ITB icon
iShares US Home Construction ETF
ITB
+$2.64M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.1M
2
OCLR
Oclaro Inc.
OCLR
+$2.89M
3
ULTA icon
Ulta Beauty
ULTA
+$2.31M
4
DLR icon
Digital Realty Trust
DLR
+$1.78M
5
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.39M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Consumer Discretionary 4.56%
3 Communication Services 3.93%
4 Healthcare 3.67%
5 Industrials 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGB
126
Trekor Metals
TGB
$2.52B
$260K 0.12%
+142,000
New +$233K
CELG
127
DELISTED
Celgene Corp
CELG
$255K 0.12%
1,749
– –
FYX icon
128
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
$248K 0.12%
4,212
+528
+14% +$29.4K
BX icon
129
Blackstone
BX
$107B
$242K 0.12%
7,255
– –
CTRE icon
130
CareTrust REIT
CTRE
$10.1B
$238K 0.11%
12,500
– –
KRE icon
131
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$237K 0.11%
+4,170
New +$224K
MKSI icon
132
MKS Inc
MKSI
$19.3B
$236K 0.11%
+2,500
New +$204K
ICLR icon
133
Icon
ICLR
$13.9B
$235K 0.11%
2,060
– –
GOOGL icon
134
Alphabet (Google) Class A
GOOGL
$4.08T
$206K 0.1%
+4,240
New +$201K
TRNO icon
135
Terreno Realty
TRNO
$7.72B
$206K 0.1%
+5,700
New +$200K
MLCO icon
136
Melco Resorts & Entertainment
MLCO
$2.19B
$205K 0.1%
+8,500
New +$185K
AXON
137
Axon Enterprise
AXON
$44.1B
$202K 0.1%
8,924
– –
BRK.B icon
138
Berkshire Hathaway Class B
BRK.B
$1.11T
$200K 0.1%
+1,092
New +$193K
GPRK icon
139
GeoPark
GPRK
$601M
$199K 0.1%
+22,791
New +$192K
XLV icon
140
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$173K 0.08%
2,111
-125,244
-98% -$10.1M
EMKR
141
DELISTED
Emcore Corp
EMKR
$164K 0.08%
+2,000
New +$194K
FRBA icon
142
First Bank
FRBA
$473M
$133K 0.06%
10,000
– –
ACP
143
abrdn Income Credit Strategies Fund
ACP
$631M
– –
-37,884
Closed -$510K
AGX icon
144
Argan
AGX
$7.33B
– –
-6,000
Closed -$397K
AHRT
145
AH Realty Trust
AHRT
$540M
– –
-21,100
Closed -$293K
ASUR icon
146
Asure Software
ASUR
$237M
– –
-36,700
Closed -$377K
AVK
147
Advent Convertible and Income Fund
AVK
$540M
– –
-31,615
Closed -$497K
AWK icon
148
American Water Works
AWK
$27B
– –
-11,300
Closed -$879K
BKLN icon
149
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-34,151
Closed -$790K
BSBR icon
150
Santander
BSBR
$41B
– –
-67,025
Closed -$566K
4 5
6
7 8

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EPIM
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TGA
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SLG
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SPPAM
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OIMU
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Cavalier Investments's Q3 2017 Portfolio in Review

As of Q3 2017, Cavalier Investments held 209 positions worth $208M, up 16% from $180M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cavalier Investments deployed $12.8M of net new capital in Q3 2017, opening 64 new positions and adding to 35 existing holdings. Its largest new stake was iShares US Home Construction ETF: 76,790 shares worth $2.81M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was State Street Health Care Select Sector SPDR ETF, an estimated $10.1M trimmed.

  • Cavalier Investments's largest Q3 2017 buy was iShares US Home Construction ETF: 76,790 shares worth $2.81M.
  • Cavalier Investments added most to iShares MSCI USA Min Vol Factor ETF in Q3 2017, an estimated $4.23M increase.
  • Cavalier Investments's biggest Q3 2017 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $10.1M.
  • Cavalier Investments fully exited Oclaro Inc. in Q3 2017, selling an estimated $2.89M.
  • Cavalier Investments's ten largest holdings make up 41% of its $208M portfolio in Q3 2017.
  • Cavalier Investments opened 64 new positions and closed 67 in Q3 2017.
  • Cavalier Investments's portfolio value rose 16% quarter-over-quarter to $208M.

Based on Cavalier Investments's 13F filing for Q3 2017, filed 2 Nov 2017.