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Cavalier Investments Portfolio holdings

AUM $3.7B
1-Year Est. Return 51.42%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+51.42%
3 Year Est. Return
+153.91%
5 Year Est. Return
+153.63%
10 Year Est. Return
+741.94%
AUM
$155M
AUM Growth
-$9.29M
Cap. Flow
-$14.9M
Cap. Flow %
-9.62%
Top 10 Hldgs %
58.41%
Holding
163
New
35
Increased
27
Reduced
23
Closed
40
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
XLF icon
1
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$14.2M 9.13%
+609,531
New +$13.1M
XLE icon
2
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$14.1M 9.07%
374,088
+121,238
+48% +$4.38M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$115B
$13.9M 8.93%
573,772
+209,428
+57% +$5M
XLB icon
4
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$13.8M 8.89%
555,422
+202,668
+57% +$4.92M
XLY icon
5
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$13.6M 8.78%
334,822
+122,912
+58% +$4.96M
XLI icon
6
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$13.6M 8.77%
218,842
+71,523
+49% +$4.31M
ULTA icon
7
Ulta Beauty
ULTA
$20.4B
$2.06M 1.33%
8,100
NVDA icon
8
NVIDIA
NVDA
$5.01T
$1.93M 1.24%
724,000
+340,000
+89% +$711K
OCLR
9
DELISTED
Oclaro Inc.
OCLR
$1.85M 1.19%
206,400
+101,400
+97% +$876K
VMC icon
10
Vulcan Materials
VMC
$36.3B
$1.69M 1.09%
13,500
-2,800
-17% -$339K
DLR icon
11
Digital Realty Trust
DLR
$73.7B
$1.52M 0.98%
15,500
-5,200
-25% -$483K
XIV
12
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$1.47M 0.95%
31,408
+2,945
+10% +$123K
STZ icon
13
Constellation Brands
STZ
$22.2B
$1.38M 0.89%
9,001
+2,300
+34% +$365K
SOXX icon
14
iShares Semiconductor ETF
SOXX
$44.2B
$1.26M 0.81%
30,870
-5,859
-16% -$226K
IXN icon
15
iShares Global Tech ETF
IXN
$8.7B
$1.23M 0.79%
+66,906
New +$1.22M
EWZ icon
16
iShares MSCI Brazil ETF
EWZ
$9.05B
$1.22M 0.79%
+36,693
New +$1.26M
AVGO icon
17
Broadcom
AVGO
$1.82T
$1.22M 0.79%
69,000
IWF icon
18
iShares Russell 1000 Growth ETF
IWF
$122B
$1.22M 0.79%
+46,464
New +$1.21M
IWB icon
19
iShares Russell 1000 ETF
IWB
$47.7B
$1.22M 0.78%
9,784
-1,356
-12% -$165K
IWD icon
20
iShares Russell 1000 Value ETF
IWD
$82B
$1.22M 0.78%
10,875
-1,818
-14% -$197K
IYY icon
21
iShares Dow Jones US ETF
IYY
$2.92B
$1.22M 0.78%
21,714
-3,044
-12% -$167K
IWS icon
22
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.21M 0.78%
14,977
-2,670
-15% -$208K
IYC icon
23
iShares US Consumer Discretionary ETF
IYC
$1.12B
$1.2M 0.77%
31,812
-4,848
-13% -$180K
IYJ icon
24
iShares US Industrials ETF
IYJ
$1.98B
$1.2M 0.77%
19,926
-3,800
-16% -$222K
SIMO icon
25
Silicon Motion
SIMO
$9.19B
$1.12M 0.72%
+26,300
New +$1.2M

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Cavalier Investments's Q4 2016 Portfolio in Review

As of Q4 2016, Cavalier Investments held 163 positions worth $155M, down 5.6% from $165M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cavalier Investments withdrew a net $14.9M in Q4 2016, closing 40 positions and reducing 23 holdings. Its most notable exit was Financial Services Select Sector SPDR Fund, an estimated $8.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, Cavalier Investments opened a new position in State Street Financial Select Sector SPDR ETF worth $14.2M.

  • Cavalier Investments's largest Q4 2016 buy was State Street Financial Select Sector SPDR ETF: 609,531 shares worth $14.2M.
  • Cavalier Investments added most to State Street Technology Select Sector SPDR ETF in Q4 2016, an estimated $5M increase.
  • Cavalier Investments's biggest Q4 2016 reduction was Reynolds American Inc, cutting an estimated $2.06M.
  • Cavalier Investments fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $8.58M.
  • Cavalier Investments's ten largest holdings make up 58% of its $155M portfolio in Q4 2016.
  • Cavalier Investments opened 35 new positions and closed 40 in Q4 2016.
  • Cavalier Investments's portfolio value fell 5.6% quarter-over-quarter to $155M.

Based on Cavalier Investments's 13F filing for Q4 2016, filed 3 Feb 2017.