CI

Cavalier Investments Portfolio holdings

AUM $330M
This Quarter Return
+3.45%
1 Year Return
+37.17%
3 Year Return
+130.78%
5 Year Return
+190.15%
10 Year Return
+644.44%
AUM
$180M
AUM Growth
+$180M
Cap. Flow
-$1.42M
Cap. Flow %
-0.79%
Top 10 Hldgs %
48.18%
Holding
157
New
9
Increased
6
Reduced
9
Closed
12

Top Buys

1
JHMF
John Hancock Multifactor Financials ETF
JHMF
$1.34M
2
JHMU
John Hancock Multifactor Utilities ETF
JHMU
$475K
3
JHMS
John Hancock Multifactor Consumer Staples ETF
JHMS
$473K
4
JHMA
John Hancock Multifactor Materials ETF
JHMA
$280K
5
JHMC
John Hancock Multifactor Consumer Discretionary ETF
JHMC
$258K

Top Sells

1
XLF icon
Financial Select Sector SPDR Fund
XLF
$1.27M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$966K
3
VRP icon
Invesco Variable Rate Preferred ETF
VRP
$790K
4
AMAT icon
Applied Materials
AMAT
$412K
5
QRVO icon
Qorvo
QRVO
$336K

Sector Composition

1 Technology 12.43%
2 Consumer Discretionary 4.38%
3 Industrials 3.52%
4 Healthcare 2.98%
5 Real Estate 1.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HSKA
126
DELISTED
Heska Corp
HSKA
$241K 0.13%
2,300
– –
V icon
127
Visa
V
$683B
$239K 0.13%
+2,545
New +$239K
IVAC
128
DELISTED
Intevac Inc
IVAC
$233K 0.13%
18,600
– –
FXZ icon
129
First Trust Materials AlphaDEX Fund
FXZ
$228M
$229K 0.13%
6,037
– –
FXL icon
130
First Trust Technology AlphaDEX Fund
FXL
$1.36B
$228K 0.13%
5,436
– –
IWD icon
131
iShares Russell 1000 Value ETF
IWD
$63.5B
$228K 0.13%
1,981
– –
CELG
132
DELISTED
Celgene Corp
CELG
$227K 0.13%
1,749
-386
-18% -$50.1K
AXON icon
133
Axon Enterprise
AXON
$58.7B
$224K 0.12%
+8,924
New +$224K
BABA icon
134
Alibaba
BABA
$322B
$222K 0.12%
+1,575
New +$222K
FXR icon
135
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.89B
$219K 0.12%
6,394
– –
VFH icon
136
Vanguard Financials ETF
VFH
$13B
$217K 0.12%
3,588
– –
FXH icon
137
First Trust Health Care AlphaDEX Fund
FXH
$913M
$212K 0.12%
3,402
– –
CTRE icon
138
CareTrust REIT
CTRE
$7.66B
$210K 0.12%
12,500
– –
AGN
139
DELISTED
Allergan plc
AGN
$204K 0.11%
+840
New +$204K
ICLR icon
140
Icon
ICLR
$13.8B
$201K 0.11%
2,060
-720
-26% -$70.3K
FYX icon
141
First Trust Small Cap Core AlphaDEX Fund
FYX
$883M
$200K 0.11%
3,684
– –
CRHM
142
DELISTED
CRH Medical Corporation
CRHM
$198K 0.11%
24,100
– –
SORL
143
DELISTED
SORL Auto Parts, Inc.
SORL
$163K 0.09%
42,300
– –
FRBA icon
144
First Bank
FRBA
$419M
$120K 0.07%
10,000
– –
MBLY
145
DELISTED
Mobileye N.V.
MBLY
– –
-3,480
Closed -$214K
AKAM icon
146
Akamai
AKAM
$11.3B
– –
-3,863
Closed -$231K
BIIB icon
147
Biogen
BIIB
$19.4B
– –
-735
Closed -$201K
BTZ icon
148
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
– –
-73,392
Closed -$966K
MSCI icon
149
MSCI
MSCI
$43.9B
– –
-2,629
Closed -$256K
PYPL icon
150
PayPal
PYPL
$67.1B
– –
-5,545
Closed -$239K
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