We are live on ! Find out more
CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$430M
AUM Growth
-$14.9M
Cap. Flow
-$14.2M
Cap. Flow %
-3.3%
Top 10 Hldgs %
19.95%
Holding
265
New
11
Increased
35
Reduced
111
Closed
17

Top Buys

Rank Stock Value
1
CPT icon
Camden Property Trust
CPT
+$420K
2
DOC icon
Healthpeak Properties
DOC
+$351K
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$274K
4
CHKP icon
Check Point Software Technologies
CHKP
+$250K
5
LHO
LaSalle Hotel Properties
LHO
+$249K

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$3.67M
2
NKE icon
Nike
NKE
+$1.11M
3
DIS icon
Walt Disney
DIS
+$1.11M
4
DNOW icon
DNOW Inc
DNOW
+$786K
5
NE
Noble Corporation
NE
+$536K

Sector Composition

Rank Sector Weight
1 Energy 17.25%
2 Healthcare 16.71%
3 Industrials 14.82%
4 Technology 13.4%
5 Financials 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAS
201
DELISTED
AGL Resources Inc
GAS
$223K 0.05%
4,350
– –
HNT
202
DELISTED
HEALTH NET INC
HNT
$217K 0.05%
4,700
-4,750
-50% -$211K
PBA icon
203
Pembina Pipeline
PBA
$27.4B
$216K 0.05%
5,117
-800
-14% -$35.3K
M icon
204
Macy's
M
$6.71B
$215K 0.05%
3,700
-495
-12% -$29.3K
META icon
205
Meta Platforms (Facebook)
META
$1.5T
$213K 0.05%
+2,690
New +$197K
ADI icon
206
Analog Devices
ADI
$184B
$211K 0.05%
4,255
-1,350
-24% -$69.2K
SEP
207
DELISTED
Spectra Engy Parters Lp
SEP
$211K 0.05%
3,985
– –
HIW icon
208
Highwoods Properties
HIW
$3.58B
$210K 0.05%
5,399
– –
KMR
209
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$210K 0.05%
+2,268
New +$196K
ISIL
210
DELISTED
Intersil Corp
ISIL
$208K 0.05%
14,620
+2,900
+25% +$42.1K
MKC icon
211
McCormick & Company Non-Voting
MKC
$14.1B
$205K 0.05%
+6,128
New +$211K
O icon
212
Realty Income
O
$58.5B
$205K 0.05%
+5,181
New +$221K
HR
213
DELISTED
Healthcare Realty Trust Incorporated
HR
$204K 0.05%
8,605
-600
-7% -$14.9K
BKH icon
214
Black Hills Corp
BKH
$5.46B
$203K 0.05%
4,250
– –
SYK icon
215
Stryker
SYK
$129B
$203K 0.05%
2,518
– –
ALL icon
216
Allstate
ALL
$68.1B
$200K 0.05%
+3,264
New +$196K
MRO
217
DELISTED
Marathon Oil Corporation
MRO
$200K 0.05%
5,328
-125
-2% -$4.96K
SIRI icon
218
SiriusXM
SIRI
$10.3B
$52K 0.01%
1,500
– –
ATHX
219
DELISTED
Athersys, Inc. Common Stock
ATHX
$14K ﹤0.01%
400
– –
CXT icon
220
Crane NXT
CXT
$3.01B
– –
-12,956
Closed -$335K
DNOW icon
221
DNOW Inc
DNOW
$2.6B
– –
-21,718
Closed -$786K
KDP icon
222
Keurig Dr Pepper
KDP
$41.8B
– –
-4,120
Closed -$241K
KN icon
223
Knowles
KN
$3.38B
– –
-10,956
Closed -$337K
PEG icon
224
Public Service Enterprise Group
PEG
$37.6B
– –
-5,260
Closed -$215K
RGCO icon
225
RGC Resources
RGCO
$226M
– –
-17,493
Closed -$225K
6 7 8
9
10

Similar funds

CS
Credential Securities Vancouver $440M AUM 9.75% 1-Year Est. Return
IAMA
Impax Asset Management (AIFM) London, United Kingdom $377M AUM 11.03% 1-Year Est. Return
SM
Seminole Management New York $375M AUM 23.46% 1-Year Est. Return
IIM
Ivory Investment Management New York $496M AUM 4.8% 1-Year Est. Return
DDPOM
Delta Dental Plan of Michigan Okemos, Michigan $333M AUM
JCM
Jafra Capital Management New York $289M AUM 51.44% 1-Year Est. Return
AAC
Asset Advisors Corp Augusta, Georgia $575M AUM 14.42% 1-Year Est. Return
VNA
VNBTrust National Association Charlottesville, Virginia $271M AUM 13.22% 1-Year Est. Return

Catawba Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Catawba Capital Management held 265 positions worth $430M, down 3.4% from $445M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Catawba Capital Management withdrew a net $14.2M in Q3 2014, closing 17 positions and reducing 111 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 18% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Catawba Capital Management opened a new position in Camden Property Trust worth $397K.

  • Catawba Capital Management's largest Q3 2014 buy was Camden Property Trust: 5,790 shares worth $397K.
  • Catawba Capital Management added most to Healthpeak Properties in Q3 2014, an estimated $351K increase.
  • Catawba Capital Management's biggest Q3 2014 reduction was Nike, cutting an estimated $1.11M.
  • Catawba Capital Management fully exited FAMILY DOLLAR STORES in Q3 2014, selling an estimated $3.67M.
  • Catawba Capital Management's ten largest holdings make up 20% of its $430M portfolio in Q3 2014.
  • Catawba Capital Management opened 11 new positions and closed 17 in Q3 2014.
  • Catawba Capital Management's portfolio value fell 3.4% quarter-over-quarter to $430M.

Based on Catawba Capital Management's 13F filing for Q3 2014, filed 23 Oct 2014.