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CCM
Catawba Capital Management Portfolio holdings
AUM
$425M
1-Year Est. Return
13.02%
This Fund
S&P 500
This Quarter
Est. Return
+4.55%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.7%
10 Year Est. Return
–
AUM
$382M
AUM Growth
+$22.1M
(+6.1%)
Cap. Flow
+$7.15M
Cap. Flow
% of AUM
1.87%
Top 10 Holdings %
Top 10 Hldgs %
19.18%
Holding
238
New
18
Increased
78
Reduced
66
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Lowe's Companies
LOW
|
+$1.52M |
| 2 |
AstraZeneca
AZN
|
+$781K |
| 3 |
Microchip Technology
MCHP
|
+$617K |
| 4 |
Ross Stores
ROST
|
+$466K |
| 5 |
KLA
KLAC
|
+$450K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
POT
Potash Corp Of Saskatchewan
POT
|
+$1.33M |
| 2 |
Boeing
BA
|
+$574K |
| 3 |
Lockheed Martin
LMT
|
+$444K |
| 4 |
LUFK
LUFKIN IND INC
LUFK
|
+$293K |
| 5 |
Western Digital
WDC
|
+$247K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 17.58% |
| 2 | Healthcare | 16.33% |
| 3 | Industrials | 15.48% |
| 4 | Technology | 11.87% |
| 5 | Miscellaneous | 8.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.67T
| $11.3M | 2.97% |
665,896
+9,408
| +1% | +$156K |
|
2
CVS Health
CVS
$124B
| $8.71M | 2.28% |
153,476
-552
| -0.4% | -$32.9K |
|
3
Union Pacific
UNP
$172B
| $8.15M | 2.13% |
104,888
+1,876
| +2% | +$148K |
|
4
Walt Disney
DIS
$182B
| $7.47M | 1.96% |
115,894
-1,870
| -2% | -$120K |
|
5
NOV
NOV
$7.63B
| $7.07M | 1.85% |
100,318
+2,788
| +3% | +$187K |
|
6
Pfizer
PFE
$162B
| $6.66M | 1.75% |
244,517
-270
| -0.1% | -$7.35K |
|
7
IBM
IBM
$221B
| $6.58M | 1.72% |
37,187
-124
| -0.3% | -$22.5K |
|
8
Target
TGT
$74.7B
| $5.91M | 1.55% |
92,293
+2,318
| +3% | +$158K |
|
9
Truist Financial
TFC
$63.1B
| $5.68M | 1.49% |
168,272
+2,643
| +2% | +$92.3K |
|
|
CB
10
DELISTED
CHUBB CORPORATION
CB
| $5.67M | 1.49% |
63,535
-750
| -1% | -$64.9K |
|
11
Johnson & Johnson
JNJ
$663B
| $5.55M | 1.45% |
64,025
-389
| -0.6% | -$34.9K |
|
|
12
Lowe's Companies
LOW
$115B
| $5.5M | 1.44% |
115,537
+33,536
| +41% | +$1.52M |
|
13
Chevron
CVX
$409B
| $5.44M | 1.42% |
44,763
+43
| +0.1% | +$5.29K |
|
14
Microsoft
MSFT
$3.71T
| $5.33M | 1.39% |
160,026
+673
| +0.4% | +$22.1K |
|
|
NE
15
DELISTED
Noble Corporation
NE
| $5.23M | 1.37% |
158,403
+2,094
| +1% | +$71.2K |
|
|
DD
16
DELISTED
Du Pont De Nemours E I
DD
| $5.14M | 1.35% |
92,448
+4,361
| +5% | +$238K |
|
17
Procter & Gamble
PG
$340B
| $5.13M | 1.34% |
67,840
+109
| +0.2% | +$8.67K |
|
18
Duke Energy
DUK
$93.7B
| $5.09M | 1.33% |
76,244
+15
| +0% | +$1.02K |
|
19
Becton Dickinson
BDX
$50.3B
| $5.05M | 1.32% |
51,742
+1
| +0% | +$98 |
|
20
Enterprise Products Partners
EPD
$84.1B
| $5.02M | 1.31% |
164,376
-1,338
| -0.8% | -$40.9K |
|
21
Wells Fargo
WFC
$272B
| $4.99M | 1.31% |
120,868
-2,563
| -2% | -$109K |
|
22
Baxter International
BAX
$13.4B
| $4.89M | 1.28% |
136,945
+17
| +0% | +$660 |
|
23
Nike
NKE
$57B
| $4.68M | 1.23% |
128,962
-5,250
| -4% | -$171K |
|
|
24
Lockheed Martin
LMT
$121B
| $4.61M | 1.21% |
36,146
-3,655
| -9% | -$444K |
|
25
Qualcomm
QCOM
$180B
| $4.49M | 1.18% |
66,742
+3,582
| +6% | +$235K |
|
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Catawba Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Catawba Capital Management held 238 positions worth $382M, up 6.1% from $360M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Catawba Capital Management's Q3 2013 filing shows 18 new, 78 increased, 66 reduced and 5 closed positions. Its largest new stake was AstraZeneca: 15,540 shares worth $807K. The largest sale was Potash Corp Of Saskatchewan, an estimated $1.33M.
By sector, the portfolio is most concentrated in Energy at 18% of assets, down from 18% a quarter earlier, followed by Healthcare and Industrials.
- Catawba Capital Management's largest Q3 2013 buy was AstraZeneca: 15,540 shares worth $807K.
- Catawba Capital Management added most to Lowe's Companies in Q3 2013, an estimated $1.52M increase.
- Catawba Capital Management's biggest Q3 2013 reduction was Boeing, cutting an estimated $574K.
- Catawba Capital Management fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $1.33M.
- Catawba Capital Management's ten largest holdings make up 19% of its $382M portfolio in Q3 2013.
- Catawba Capital Management opened 18 new positions and closed 5 in Q3 2013.
- Catawba Capital Management's portfolio value rose 6.1% quarter-over-quarter to $382M.
Based on Catawba Capital Management's 13F filing for Q3 2013, filed 4 Oct 2013.