Catawba Capital Management’s iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 VXZ Stock Holding History

Catawba Capital Management’s Portfolio VXZ Stock Details VXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-3,000	Closed	-$157K	–	257
2014 Q4	$157K	Sell	3,000 -2,500	-45%	-$130K	0.04%	241
2014 Q3	$289K	Buy	+5,500	New	+$274K	0.07%	197
2014 Q2	–	Sell	-3,500	Closed	-$212K	–	259
2014 Q1	$212K	Sell	3,500 -500	-13%	-$31.3K	0.05%	235
2013 Q4	$252K	Buy	4,000 +125	+3%	+$8.79K	0.06%	212
2013 Q3	$291K	Buy	3,875 +625	+19%	+$49.2K	0.08%	183
2013 Q2	$300K	Buy	+3,250	New	+$275K	0.08%	175

Other funds holding VXZ

Brinker Capital Berwyn, Pennsylvania $3.13B AUM 9.04% 1-Year Est. Return

LCM

Lakewood Capital Management New York $1.58B AUM 0.92% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

MFM

Mohican Financial Management Wilton, Connecticut $256M AUM 0% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Catawba Capital Management's VXZ Position: Q1 2015 in Review

Catawba Capital Management sold out of iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 (VXZ) in Q1 2015, closing a stake of 3,000 shares — an estimated $157K sold.

Catawba Capital Management first reported a position in VXZ in Q2 2013 and held it in 6 quarters. The position peaked at $300K in Q2 2013. 19 funds tracked by Wall St. Rank hold VXZ as of Q1 2015.

Catawba Capital Management reported no remaining iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 position as of Q1 2015 after selling out during the quarter.
Catawba Capital Management sold 3,000 iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 shares in Q1 2015, an estimated $157K.
Catawba Capital Management first reported a position in iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 in Q2 2013 and held it in 6 quarters.
Catawba Capital Management's iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 position peaked at $300K in Q2 2013.
19 funds tracked by Wall St. Rank held iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 as of Q1 2015.

Based on Catawba Capital Management's 13F filing for Q1 2015, filed 14 Apr 2015.