Catawba Capital Management’s Pembina Pipeline PBA Stock Holding History

Catawba Capital Management’s Portfolio PBA Stock Details PBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-5,117	Closed	-$216K	–	253
2014 Q3	$216K	Sell	5,117 -800	-14%	-$35.3K	0.05%	228
2014 Q2	$254K	Sell	5,917 -350	-6%	-$14K	0.06%	218
2014 Q1	$239K	Hold	6,267	–	–	0.06%	221
2013 Q4	$221K	Sell	6,267 -455	-7%	-$15K	0.05%	226
2013 Q3	$223K	Hold	6,722	–	–	0.06%	206
2013 Q2	$206K	Buy	+6,722	New	+$215K	0.06%	207

Other funds holding PBA

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $62.3B AUM 44.64% 1-Year Est. Return

JFL

Jarislowsky, Fraser Ltd Montreal, Quebec, Canada $18.2B AUM 22.04% 1-Year Est. Return

GCC

Guardian Capital (Canada) Toronto, Ontario, Canada $4.11B AUM 27.59% 1-Year Est. Return

CIBC Asset Management Toronto, Ontario, Canada $45.6B AUM 44.74% 1-Year Est. Return

Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $86.4B AUM 59.51% 1-Year Est. Return

AIMCA

Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $17.9B AUM 27.56% 1-Year Est. Return

Catawba Capital Management's PBA Position: Q4 2014 in Review

Catawba Capital Management sold out of Pembina Pipeline (PBA) in Q4 2014, closing a stake of 5,117 shares — an estimated $216K sold.

Catawba Capital Management first reported a position in PBA in Q2 2013 and held it in 6 quarters. The position peaked at $254K in Q2 2014. 243 funds tracked by Wall St. Rank hold PBA as of Q4 2014.

Catawba Capital Management reported no remaining Pembina Pipeline position as of Q4 2014 after selling out during the quarter.
Catawba Capital Management sold 5,117 Pembina Pipeline shares in Q4 2014, an estimated $216K.
Catawba Capital Management first reported a position in Pembina Pipeline in Q2 2013 and held it in 6 quarters.
Catawba Capital Management's Pembina Pipeline position peaked at $254K in Q2 2014.
243 funds tracked by Wall St. Rank held Pembina Pipeline as of Q4 2014.

Based on Catawba Capital Management's 13F filing for Q4 2014, filed 8 Jan 2015.