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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+8.16%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$417M
AUM Growth
+$35.2M
Cap. Flow
+$5.59M
Cap. Flow %
1.34%
Top 10 Hldgs %
19.29%
Holding
249
New
16
Increased
76
Reduced
103
Closed
5

Top Buys

Rank Stock Value
1
SU icon
Suncor Energy
SU
+$1.85M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.03M
3
SLB icon
SLB Ltd
SLB
+$759K
4
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$696K
5
WMB icon
Williams Companies
WMB
+$534K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$741K
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$705K
3
CBRL icon
Cracker Barrel
CBRL
+$460K
4
MA icon
Mastercard
MA
+$339K
5
XOM icon
ExxonMobil
XOM
+$333K

Sector Composition

Rank Sector Weight
1 Healthcare 16.52%
2 Energy 15.95%
3 Industrials 15.8%
4 Technology 12.16%
5 Financials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBA icon
201
Pembina Pipeline
PBA
$28B
$221K 0.05%
6,267
-455
-7% -$15K
DSI icon
202
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$220K 0.05%
+6,370
New +$211K
SNY icon
203
Sanofi
SNY
$103B
$213K 0.05%
3,980
– –
GAS
204
DELISTED
AGL Resources Inc
GAS
$205K 0.05%
4,350
– –
EQR icon
205
Equity Residential
EQR
$25.3B
$203K 0.05%
3,909
– –
HIW icon
206
Highwoods Properties
HIW
$3.67B
$203K 0.05%
+5,599
New +$204K
AEO icon
207
American Eagle Outfitters
AEO
$2.99B
$201K 0.05%
13,930
-950
-6% -$14.1K
CAM
208
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$201K 0.05%
+3,380
New +$195K
VYFC
209
DELISTED
VALLEY FINL CORP (VA)
VYFC
$112K 0.03%
10,857
– –
PLAB icon
210
Photronics
PLAB
$1.85B
$107K 0.03%
+11,830
New +$99.8K
PWE
211
DELISTED
Penn West Energy Petroleum Ltd
PWE
$90K 0.02%
10,810
-200
-2% -$1.92K
SIRI icon
212
SiriusXM
SIRI
$10.4B
$44K 0.01%
1,250
– –
ATHX
213
DELISTED
Athersys, Inc. Common Stock
ATHX
$25K 0.01%
400
– –
AA icon
214
Alcoa
AA
$12.4B
– –
-4,236
Closed -$83K
XEL icon
215
Xcel Energy
XEL
$48.5B
– –
-7,480
Closed -$207K
ENY
216
DELISTED
Invesco Canadian Energy Income ETF
ENY
– –
-12,286
Closed -$179K
TYY
217
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
– –
-6,353
Closed -$201K
5 6 7 8
9

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Catawba Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Catawba Capital Management held 249 positions worth $417M, up 9.2% from $382M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q4 2013 filing shows 16 new, 76 increased, 103 reduced and 5 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M. The largest sale was ConocoPhillips, an estimated $741K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q4 2013 buy was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M.
  • Catawba Capital Management added most to Suncor Energy in Q4 2013, an estimated $1.85M increase.
  • Catawba Capital Management's biggest Q4 2013 reduction was ConocoPhillips, cutting an estimated $741K.
  • Catawba Capital Management fully exited Xcel Energy in Q4 2013, selling an estimated $207K.
  • Catawba Capital Management's ten largest holdings make up 19% of its $417M portfolio in Q4 2013.
  • Catawba Capital Management opened 16 new positions and closed 5 in Q4 2013.
  • Catawba Capital Management's portfolio value rose 9.2% quarter-over-quarter to $417M.

Based on Catawba Capital Management's 13F filing for Q4 2013, filed 14 Jan 2014.