Catawba Capital Management’s Invesco Canadian Energy Income ETF ENY Stock Holding History

Catawba Capital Management’s Portfolio ENY Stock Details ENY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-12,286	Closed	-$179K	–	246
2013 Q3	$179K	Sell	12,286 -3,200	-21%	-$45.9K	0.05%	224
2013 Q2	$207K	Buy	+15,486	New	+$221K	0.06%	206

Other funds holding ENY

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Catawba Capital Management's ENY Position: Q4 2013 in Review

Catawba Capital Management sold out of Invesco Canadian Energy Income ETF (ENY) in Q4 2013, closing a stake of 12,286 shares — an estimated $179K sold.

Catawba Capital Management first reported a position in ENY in Q2 2013 and held it in 2 quarters. The position peaked at $207K in Q2 2013. 20 funds tracked by Wall St. Rank hold ENY as of Q4 2013.

Catawba Capital Management reported no remaining Invesco Canadian Energy Income ETF position as of Q4 2013 after selling out during the quarter.
Catawba Capital Management sold 12,286 Invesco Canadian Energy Income ETF shares in Q4 2013, an estimated $179K.
Catawba Capital Management first reported a position in Invesco Canadian Energy Income ETF in Q2 2013 and held it in 2 quarters.
Catawba Capital Management's Invesco Canadian Energy Income ETF position peaked at $207K in Q2 2013.
20 funds tracked by Wall St. Rank held Invesco Canadian Energy Income ETF as of Q4 2013.

Based on Catawba Capital Management's 13F filing for Q4 2013, filed 14 Jan 2014.