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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$382M
AUM Growth
+$22.1M
Cap. Flow
+$7.15M
Cap. Flow %
1.87%
Top 10 Hldgs %
19.18%
Holding
238
New
18
Increased
78
Reduced
66
Closed
5

Top Buys

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$1.52M
2
AZN icon
AstraZeneca
AZN
+$781K
3
MCHP icon
Microchip Technology
MCHP
+$617K
4
ROST icon
Ross Stores
ROST
+$466K
5
KLAC icon
KLA
KLAC
+$450K

Top Sells

Rank Stock Value
1
POT
Potash Corp Of Saskatchewan
POT
+$1.33M
2
BA icon
Boeing
BA
+$574K
3
LMT icon
Lockheed Martin
LMT
+$444K
4
LUFK
LUFKIN IND INC
LUFK
+$293K
5
WDC icon
Western Digital
WDC
+$247K

Sector Composition

Rank Sector Weight
1 Healthcare 16.33%
2 Energy 15.62%
3 Industrials 15.3%
4 Technology 11.87%
5 Financials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
176
DELISTED
Marathon Oil Corporation
MRO
$252K 0.07%
+7,223
New +$257K
MET icon
177
MetLife
MET
$61.9B
$241K 0.06%
5,765
-101
-2% -$4.35K
V icon
178
Visa
V
$688B
$237K 0.06%
4,960
– –
IIM icon
179
Invesco Value Municipal Income Trust
IIM
$593M
$236K 0.06%
17,402
– –
LNN icon
180
Lindsay Corp
LNN
$1.17B
$234K 0.06%
+2,870
New +$225K
SPLV icon
181
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$231K 0.06%
+7,405
New +$234K
PX
182
DELISTED
Praxair Inc
PX
$231K 0.06%
+1,920
New +$228K
GOOG icon
183
Alphabet (Google) Class C
GOOG
$4.4T
$230K 0.06%
10,559
– –
SCG
184
DELISTED
Scana
SCG
$226K 0.06%
4,914
– –
PBA icon
185
Pembina Pipeline
PBA
$27.4B
$223K 0.06%
6,722
– –
APU
186
DELISTED
AmeriGas Partners, L.P.
APU
$220K 0.06%
+5,100
New +$227K
ETP
187
DELISTED
Energy Transfer Partners, L.P.
ETP
$217K 0.06%
+6,520
New +$208K
BKH icon
188
Black Hills Corp
BKH
$5.46B
$212K 0.06%
4,250
– –
SEE
189
DELISTED
Sealed Air
SEE
$211K 0.06%
+7,767
New +$220K
EQR icon
190
Equity Residential
EQR
$25.4B
$209K 0.05%
3,909
– –
AEO icon
191
American Eagle Outfitters
AEO
$2.99B
$208K 0.05%
14,880
– –
XEL icon
192
Xcel Energy
XEL
$48.2B
$207K 0.05%
7,480
– –
IWM icon
193
iShares Russell 2000 ETF
IWM
$82.5B
$203K 0.05%
+1,900
New +$197K
SNY icon
194
Sanofi
SNY
$103B
$202K 0.05%
3,980
-32
-0.8% -$1.63K
TYY
195
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$201K 0.05%
6,353
-119
-2% -$3.91K
GAS
196
DELISTED
AGL Resources Inc
GAS
$200K 0.05%
+4,350
New +$196K
ENY
197
DELISTED
Invesco Canadian Energy Income ETF
ENY
$179K 0.05%
12,286
-3,200
-21% -$45.9K
PWE
198
DELISTED
Penn West Energy Petroleum Ltd
PWE
$123K 0.03%
11,010
– –
VYFC
199
DELISTED
VALLEY FINL CORP (VA)
VYFC
$111K 0.03%
10,857
– –
AA icon
200
Alcoa
AA
$12.6B
$83K 0.02%
4,236
-93
-2% -$1.8K
5 6 7
8
9

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SM
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IIM
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DDPOM
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JCM
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Catawba Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Catawba Capital Management held 238 positions worth $382M, up 6.1% from $360M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q3 2013 filing shows 18 new, 78 increased, 66 reduced and 5 closed positions. Its largest new stake was AstraZeneca: 15,540 shares worth $807K. The largest sale was Potash Corp Of Saskatchewan, an estimated $1.33M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q3 2013 buy was AstraZeneca: 15,540 shares worth $807K.
  • Catawba Capital Management added most to Lowe's Companies in Q3 2013, an estimated $1.52M increase.
  • Catawba Capital Management's biggest Q3 2013 reduction was Boeing, cutting an estimated $574K.
  • Catawba Capital Management fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $1.33M.
  • Catawba Capital Management's ten largest holdings make up 19% of its $382M portfolio in Q3 2013.
  • Catawba Capital Management opened 18 new positions and closed 5 in Q3 2013.
  • Catawba Capital Management's portfolio value rose 6.1% quarter-over-quarter to $382M.

Based on Catawba Capital Management's 13F filing for Q3 2013, filed 4 Oct 2013.