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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$439M
AUM Growth
-$19.5M
Cap. Flow
-$25.5M
Cap. Flow %
-5.82%
Top 10 Hldgs %
22.26%
Holding
269
New
11
Increased
75
Reduced
75
Closed
44

Top Buys

Rank Stock Value
1
PNR icon
Pentair
PNR
+$838K
2
LMT icon
Lockheed Martin
LMT
+$700K
3
WY icon
Weyerhaeuser
WY
+$581K
4
ETP
Energy Transfer Partners, L.P.
ETP
+$557K
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$340K

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners L.p.
ETP
+$921K
2
BDX icon
Becton Dickinson
BDX
+$819K
3
SHPG
Shire pic
SHPG
+$714K
4
SU icon
Suncor Energy
SU
+$670K
5
UNP icon
Union Pacific
UNP
+$641K

Sector Composition

Rank Sector Weight
1 Healthcare 18.48%
2 Industrials 16.23%
3 Technology 15.11%
4 Financials 9.21%
5 Consumer Staples 8.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
151
BCE
BCE
$20.8B
$473K 0.11%
10,500
+320
+3% +$14.4K
MCD icon
152
McDonald's
MCD
$193B
$444K 0.1%
2,901
-49
-2% -$7.08K
UDR icon
153
UDR
UDR
$12.8B
$444K 0.1%
11,384
– –
BEP icon
154
Brookfield Renewable
BEP
$9.6B
$432K 0.1%
25,389
– –
VTHR icon
155
Vanguard Russell 3000 ETF
VTHR
$4.57B
$425K 0.1%
3,813
+963
+34% +$106K
CAT icon
156
Caterpillar
CAT
$361B
$424K 0.1%
3,945
-250
-6% -$25.4K
VOO icon
157
Vanguard S&P 500 ETF
VOO
$956B
$415K 0.09%
1,869
-130
-7% -$28.6K
LUMN icon
158
Lumen
LUMN
$6.43B
$414K 0.09%
17,357
+315
+2% +$7.91K
EQM
159
DELISTED
EQM Midstream Partners, LP
EQM
$413K 0.09%
5,530
– –
META icon
160
Meta Platforms (Facebook)
META
$1.49T
$406K 0.09%
2,690
– –
CA
161
DELISTED
CA, Inc.
CA
$405K 0.09%
11,740
+1,100
+10% +$35.6K
BMRN icon
162
BioMarin Pharmaceuticals
BMRN
$11.9B
$392K 0.09%
4,315
+160
+4% +$14.6K
FRT icon
163
Federal Realty Investment Trust
FRT
$10.9B
$392K 0.09%
3,101
– –
CEF icon
164
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$388K 0.09%
31,505
-6,200
-16% -$78.1K
PHYS icon
165
Sprott Physical Gold
PHYS
$14.6B
$370K 0.08%
36,505
-16,030
-31% -$165K
RDS.A
166
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$363K 0.08%
6,826
-100
-1% -$5.36K
WR
167
DELISTED
Westar Energy Inc
WR
$360K 0.08%
6,793
– –
QCOM icon
168
Qualcomm
QCOM
$164B
$359K 0.08%
6,502
-320
-5% -$17.9K
IWM icon
169
iShares Russell 2000 ETF
IWM
$79.1B
$354K 0.08%
2,511
– –
RGCO icon
170
RGC Resources
RGCO
$233M
$341K 0.08%
12,033
– –
STT icon
171
State Street
STT
$48.4B
$333K 0.08%
+3,709
New +$308K
TEVA icon
172
Teva Pharmaceuticals
TEVA
$40.4B
$333K 0.08%
10,027
-890
-8% -$27.5K
CMA
173
DELISTED
Comerica
CMA
$323K 0.07%
4,410
– –
MXL icon
174
MaxLinear
MXL
$5.19B
$317K 0.07%
11,360
– –
CELG
175
DELISTED
Celgene Corp
CELG
$315K 0.07%
2,425
– –
5 6
7
8 9

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VNA
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Catawba Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Catawba Capital Management held 269 positions worth $439M, down 4.3% from $458M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management withdrew a net $25.5M in Q2 2017, closing 44 positions and reducing 75 holdings. Its most notable exit was Energy Transfer Partners L.p., an estimated $921K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

Against the trend, Catawba Capital Management opened a new position in Energy Transfer Partners, L.P. worth $509K.

  • Catawba Capital Management's largest Q2 2017 buy was Energy Transfer Partners, L.P.: 24,956 shares worth $509K.
  • Catawba Capital Management added most to Pentair in Q2 2017, an estimated $838K increase.
  • Catawba Capital Management's biggest Q2 2017 reduction was Becton Dickinson, cutting an estimated $819K.
  • Catawba Capital Management fully exited Energy Transfer Partners L.p. in Q2 2017, selling an estimated $921K.
  • Catawba Capital Management's ten largest holdings make up 22% of its $439M portfolio in Q2 2017.
  • Catawba Capital Management opened 11 new positions and closed 44 in Q2 2017.
  • Catawba Capital Management's portfolio value fell 4.3% quarter-over-quarter to $439M.

Based on Catawba Capital Management's 13F filing for Q2 2017, filed 7 Jul 2017.