Catawba Capital Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Catawba Capital Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	$358K	Sell	28,554 -170	-0.6%	-$2.25K	0.08%	159
2018 Q1	$380K	Sell	28,724 -335	-1%	-$4.48K	0.09%	150
2017 Q4	$389K	Sell	29,059 -2,308	-7%	-$30.4K	0.09%	154
2017 Q3	$397K	Sell	31,367 -138	-0.4%	-$1.74K	0.09%	159
2017 Q2	$388K	Sell	31,505 -6,200	-16%	-$78.1K	0.09%	166
2017 Q1	$485K	Hold	37,705	–	–	0.11%	165
2016 Q4	$426K	Hold	37,705	–	–	0.1%	169
2016 Q3	$521K	Hold	37,705	–	–	0.12%	151
2016 Q2	$524K	Hold	37,705	–	–	0.13%	143
2016 Q1	$452K	Sell	37,705 -5,000	-12%	-$57.1K	0.12%	147
2015 Q4	$427K	Sell	42,705 -2,440	-5%	-$25.9K	0.12%	144
2015 Q3	$478K	Hold	45,145	–	–	0.13%	137
2015 Q2	$526K	Hold	45,145	–	–	0.13%	141
2015 Q1	$539K	Hold	45,145	–	–	0.12%	144
2014 Q4	$523K	Sell	45,145 -555	-1%	-$6.58K	0.12%	149
2014 Q3	$563K	Hold	45,700	–	–	0.13%	151
2014 Q2	$664K	Hold	45,700	–	–	0.15%	139
2014 Q1	$629K	Buy	45,700 +3,180	+7%	+$45.2K	0.15%	133
2013 Q4	$563K	Sell	42,520 -9,145	-18%	-$129K	0.14%	145
2013 Q3	$759K	Buy	51,665 +2,600	+5%	+$38.7K	0.2%	110
2013 Q2	$667K	Buy	+49,065	New	+$800K	0.19%	111

Other funds holding CEF

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Antipodes Partners Royal Exchange, Australia $5.46B AUM 26.64% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

AGM

Alpine Global Management New York $615M AUM 34.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

CVM

Cheviot Value Management Beverly Hills, California $984M AUM 24.46% 1-Year Est. Return

Catawba Capital Management's CEF Position: Q2 2018 in Review

Catawba Capital Management reduced its Sprott Physical Gold and Silver Trust (CEF) stake by 0.59% in Q2 2018, selling an estimated $2.25K and leaving 28,554 shares worth $358K. The position accounts for 0.08% of the portfolio, ranked #159.

Catawba Capital Management first reported a position in CEF in Q2 2013 and has held it in 21 quarters since. The position peaked at $759K in Q3 2013. 196 funds tracked by Wall St. Rank hold CEF as of Q2 2018.

Catawba Capital Management held 28,554 shares of Sprott Physical Gold and Silver Trust worth $358K as of Q2 2018.
Catawba Capital Management sold 170 Sprott Physical Gold and Silver Trust shares in Q2 2018, an estimated $2.25K.
Sprott Physical Gold and Silver Trust made up 0.08% of Catawba Capital Management's portfolio in Q2 2018, its #159 holding.
Catawba Capital Management first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and has held it in 21 quarters since.
Catawba Capital Management's Sprott Physical Gold and Silver Trust position peaked at $759K in Q3 2013.
196 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q2 2018.

Based on Catawba Capital Management's 13F filing for Q2 2018, filed 11 Jul 2018.