Catawba Capital Management’s Sprott Physical Gold PHYS Stock Holding History

Catawba Capital Management’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	$287K	Sell	28,215 -1,940	-6%	-$20.6K	0.07%	173
2018 Q1	$324K	Hold	30,155	–	–	0.08%	167
2017 Q4	$319K	Hold	30,155	–	–	0.07%	170
2017 Q3	$315K	Sell	30,155 -6,350	-17%	-$66.2K	0.07%	177
2017 Q2	$370K	Sell	36,505 -16,030	-31%	-$165K	0.08%	167
2017 Q1	$537K	Hold	52,535	–	–	0.12%	154
2016 Q4	$493K	Sell	52,535 -22,810	-30%	-$229K	0.12%	156
2016 Q3	$825K	Hold	75,345	–	–	0.2%	114
2016 Q2	$827K	Buy	75,345 +25,900	+52%	+$271K	0.2%	110
2016 Q1	$500K	Buy	+49,445	New	+$482K	0.13%	142

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Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Knowledge Leaders Capital Denver, Colorado $42.2M AUM 24.52% 1-Year Est. Return

Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return