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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+2.5%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$6.04M
Cap. Flow
+$438K
Cap. Flow %
0.1%
Top 10 Hldgs %
21.39%
Holding
255
New
11
Increased
73
Reduced
91
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.5M
2
WY icon
Weyerhaeuser
WY
+$1.35M
3
CHKP icon
Check Point Software Technologies
CHKP
+$529K
4
MXL icon
MaxLinear
MXL
+$474K
5
SBUX icon
Starbucks
SBUX
+$445K

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$1.65M
2
AAPL icon
Apple
AAPL
+$709K
3
DUK icon
Duke Energy
DUK
+$654K
4
RGCO icon
RGC Resources
RGCO
+$421K
5
CVS icon
CVS Health
CVS
+$402K

Sector Composition

Rank Sector Weight
1 Healthcare 16.75%
2 Industrials 14.57%
3 Technology 14.47%
4 Energy 9.44%
5 Consumer Staples 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
151
BCE
BCE
$20.3B
$440K 0.1%
10,180
-5,955
-37% -$263K
LUMN icon
152
Lumen
LUMN
$6.91B
$436K 0.1%
18,317
– –
TTEK icon
153
Tetra Tech
TTEK
$8.66B
$436K 0.1%
50,575
-4,500
-8% -$36.4K
CEF icon
154
Sprott Physical Gold and Silver Trust
CEF
$7.42B
$426K 0.1%
37,705
– –
UDR icon
155
UDR
UDR
$12.4B
$415K 0.1%
11,384
-180
-2% -$6.17K
VOO icon
156
Vanguard S&P 500 ETF
VOO
$1.01T
$410K 0.1%
1,999
– –
CDNS icon
157
Cadence Design Systems
CDNS
$93.8B
$409K 0.1%
16,220
+7,640
+89% +$196K
ISIL
158
DELISTED
Intersil Corp
ISIL
$393K 0.09%
17,630
– –
CAT icon
159
Caterpillar
CAT
$404B
$389K 0.09%
4,195
– –
CA
160
DELISTED
CA, Inc.
CA
$388K 0.09%
12,220
+150
+1% +$4.79K
WR
161
DELISTED
Westar Energy Inc
WR
$383K 0.09%
6,793
-820
-11% -$46.6K
RDS.A
162
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$377K 0.09%
6,926
– –
UTG icon
163
Reaves Utility Income Fund
UTG
$3.55B
$376K 0.09%
12,237
-400
-3% -$11.9K
MCD icon
164
McDonald's
MCD
$191B
$358K 0.08%
2,941
– –
DVY icon
165
iShares Select Dividend ETF
DVY
$23.8B
$347K 0.08%
3,920
– –
BMRN icon
166
BioMarin Pharmaceuticals
BMRN
$11.6B
$344K 0.08%
4,155
+715
+21% +$61.5K
GEO icon
167
The GEO Group
GEO
$4.19B
$340K 0.08%
14,198
– –
TMO icon
168
Thermo Fisher Scientific
TMO
$212B
$340K 0.08%
2,407
+130
+6% +$19.2K
IWM icon
169
iShares Russell 2000 ETF
IWM
$83B
$339K 0.08%
2,511
– –
BBWI icon
170
Bath & Body Works
BBWI
$4.23B
$324K 0.08%
6,092
– –
EQM
171
DELISTED
EQM Midstream Partners, LP
EQM
$320K 0.07%
4,170
-1,925
-32% -$143K
WPM icon
172
Wheaton Precious Metals
WPM
$50.8B
$317K 0.07%
16,430
– –
LYB icon
173
LyondellBasell Industries
LYB
$19.6B
$311K 0.07%
+3,625
New +$304K
META icon
174
Meta Platforms (Facebook)
META
$1.5T
$309K 0.07%
2,690
– –
V icon
175
Visa
V
$683B
$309K 0.07%
3,960
– –
5 6
7
8 9

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SM
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IIM
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DDPOM
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Catawba Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Catawba Capital Management held 255 positions worth $428M, up 1.4% from $422M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Catawba Capital Management's Q4 2016 filing shows 11 new, 73 increased, 91 reduced and 4 closed positions. Its largest new stake was Check Point Software Technologies: 6,450 shares worth $545K. The largest sale was McKesson, an estimated $1.65M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Technology.

  • Catawba Capital Management's largest Q4 2016 buy was Check Point Software Technologies: 6,450 shares worth $545K.
  • Catawba Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $1.5M increase.
  • Catawba Capital Management's biggest Q4 2016 reduction was McKesson, cutting an estimated $1.65M.
  • Catawba Capital Management fully exited Black Hills Corp in Q4 2016, selling an estimated $260K.
  • Catawba Capital Management's ten largest holdings make up 21% of its $428M portfolio in Q4 2016.
  • Catawba Capital Management opened 11 new positions and closed 4 in Q4 2016.
  • Catawba Capital Management's portfolio value rose 1.4% quarter-over-quarter to $428M.

Based on Catawba Capital Management's 13F filing for Q4 2016, filed 12 Jan 2017.