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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+4.99%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$433M
AUM Growth
+$3.57M
Cap. Flow
-$10.3M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.31%
Holding
267
New
19
Increased
49
Reduced
107
Closed
20

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$5.08M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$969K
3
PM icon
Philip Morris
PM
+$717K
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$584K
5
MDT icon
Medtronic
MDT
+$428K

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$4.29M
2
NE
Noble Corporation
NE
+$3.02M
3
EPB
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
+$889K
4
CVE icon
Cenovus Energy
CVE
+$889K
5
KLAC icon
KLA
KLAC
+$670K

Sector Composition

Rank Sector Weight
1 Healthcare 17.93%
2 Industrials 14.89%
3 Energy 13.92%
4 Technology 13.65%
5 Financials 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDR icon
126
UDR
UDR
$12.4B
$608K 0.14%
19,736
– –
BRCM
127
DELISTED
BROADCOM CORP CL-A
BRCM
$606K 0.14%
13,990
– –
SE
128
DELISTED
Spectra Energy Corp Wi
SE
$594K 0.14%
16,371
-652
-4% -$24.5K
KO icon
129
Coca-Cola
KO
$374B
$584K 0.13%
13,828
-400
-3% -$17.1K
TWC
130
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$578K 0.13%
3,800
-209
-5% -$30.1K
GTU
131
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$571K 0.13%
14,055
– –
HSY icon
132
Hershey
HSY
$36.1B
$560K 0.13%
5,392
– –
HAL icon
133
Halliburton
HAL
$26.6B
$550K 0.13%
13,993
-2,675
-16% -$130K
RDS.A
134
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$550K 0.13%
8,789
-428
-5% -$27.7K
SPLV icon
135
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$539K 0.12%
14,195
+265
+2% +$9.71K
CMLP
136
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$538K 0.12%
35,455
-4,290
-11% -$81.9K
CEF icon
137
Sprott Physical Gold and Silver Trust
CEF
$7.86B
$523K 0.12%
45,145
-555
-1% -$6.58K
GD icon
138
General Dynamics
GD
$104B
$510K 0.12%
3,706
– –
GLD icon
139
SPDR Gold Trust
GLD
$138B
$501K 0.12%
4,413
-125
-3% -$14.4K
MCD icon
140
McDonald's
MCD
$195B
$490K 0.11%
5,230
– –
WMB icon
141
Williams Companies
WMB
$87.8B
$484K 0.11%
10,770
– –
XLG icon
142
Invesco S&P 500 Top 50 ETF
XLG
$11B
$465K 0.11%
32,800
– –
USB icon
143
US Bancorp
USB
$100B
$461K 0.11%
10,265
– –
TOO
144
DELISTED
Teekay Offshore Partners L.P.
TOO
$458K 0.11%
17,085
-4,235
-20% -$117K
TT icon
145
Trane Technologies
TT
$106B
$448K 0.1%
7,060
– –
MDT icon
146
Medtronic
MDT
$110B
$445K 0.1%
+6,163
New +$428K
CMCSA icon
147
Comcast
CMCSA
$87.8B
$430K 0.1%
14,842
– –
UTG icon
148
Reaves Utility Income Fund
UTG
$3.58B
$429K 0.1%
13,344
-187
-1% -$5.65K
SLV icon
149
iShares Silver Trust
SLV
$29.9B
$427K 0.1%
28,326
-4,157
-13% -$65.8K
DVY icon
150
iShares Select Dividend ETF
DVY
$23.5B
$417K 0.1%
5,255
+725
+16% +$56K
4 5
6
7 8

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Catawba Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Catawba Capital Management held 267 positions worth $433M, up 0.83% from $430M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Catawba Capital Management's Q4 2014 filing shows 19 new, 49 increased, 107 reduced and 20 closed positions. Its largest new stake was Kinder Morgan: 129,069 shares worth $5.46M. The largest sale was KINDER MORGAN ENER PNTRS L.P., an estimated $4.29M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Energy.

  • Catawba Capital Management's largest Q4 2014 buy was Kinder Morgan: 129,069 shares worth $5.46M.
  • Catawba Capital Management added most to Philip Morris in Q4 2014, an estimated $717K increase.
  • Catawba Capital Management's biggest Q4 2014 reduction was Cenovus Energy, cutting an estimated $889K.
  • Catawba Capital Management fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $4.29M.
  • Catawba Capital Management's ten largest holdings make up 21% of its $433M portfolio in Q4 2014.
  • Catawba Capital Management opened 19 new positions and closed 20 in Q4 2014.
  • Catawba Capital Management's portfolio value rose 0.83% quarter-over-quarter to $433M.

Based on Catawba Capital Management's 13F filing for Q4 2014, filed 8 Jan 2015.