Catawba Capital Management’s BROADCOM CORP CL-A BRCM Stock Holding History

Catawba Capital Management’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-14,200	Closed	-$821K	–	241
2015 Q4	$821K	Sell	14,200 -1,025	-7%	-$55.2K	0.22%	103
2015 Q3	$783K	Hold	15,225	–	–	0.21%	103
2015 Q2	$784K	Hold	15,225	–	–	0.19%	112
2015 Q1	$659K	Buy	15,225 +1,235	+9%	+$53.9K	0.15%	128
2014 Q4	$606K	Hold	13,990	–	–	0.14%	137
2014 Q3	$565K	Buy	13,990 +1,200	+9%	+$46.6K	0.13%	150
2014 Q2	$475K	Hold	12,790	–	–	0.11%	164
2014 Q1	$403K	Sell	12,790 -290	-2%	-$8.73K	0.1%	175
2013 Q4	$388K	Sell	13,080 -2,600	-17%	-$70.8K	0.09%	176
2013 Q3	$408K	Sell	15,680 -320	-2%	-$9.03K	0.11%	162
2013 Q2	$541K	Buy	+16,000	New	+$557K	0.15%	134

Other funds holding BRCM

HNB

Huntington National Bank Columbus, Ohio $20.6B AUM 34.61% 1-Year Est. Return

MAM

Mizuho Asset Management Tokyo, Japan $462M AUM 15.39% 1-Year Est. Return

FBC

Fairfield, Bush & Co Darien, Connecticut $203M AUM 38.37% 1-Year Est. Return

WBC

Westpac Banking Corp Sydney, Australia $1.62B AUM 39.13% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

HIIFS

Harel Insurance Investments & Financial Services Ramat Gan, Israel $20.6B AUM 59.59% 1-Year Est. Return

Catawba Capital Management's BRCM Position: Q1 2016 in Review

Catawba Capital Management sold out of BROADCOM CORP CL-A (BRCM) in Q1 2016, closing a stake of 14,200 shares — an estimated $821K sold.

Catawba Capital Management first reported a position in BRCM in Q2 2013 and held it in 11 quarters. The position peaked at $821K in Q4 2015. 6 funds tracked by Wall St. Rank hold BRCM as of Q1 2016.

Catawba Capital Management reported no remaining BROADCOM CORP CL-A position as of Q1 2016 after selling out during the quarter.
Catawba Capital Management sold 14,200 BROADCOM CORP CL-A shares in Q1 2016, an estimated $821K.
Catawba Capital Management first reported a position in BROADCOM CORP CL-A in Q2 2013 and held it in 11 quarters.
Catawba Capital Management's BROADCOM CORP CL-A position peaked at $821K in Q4 2015.
6 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q1 2016.

Based on Catawba Capital Management's 13F filing for Q1 2016, filed 7 Apr 2016.