Castle Creek Arbitrage’s CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 PRPC.WS Stock Holding History

Castle Creek Arbitrage’s Portfolio PRPC.WS Stock Details PRPC.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-14,999	Closed	-$2.84K	–	342
2023 Q2	$2.84K	Hold	14,999	–	–	﹤0.01%	350
2023 Q1	$2.9K	Hold	14,999	–	–	﹤0.01%	434
2022 Q4	$756	Hold	14,999	–	–	﹤0.01%	515
2022 Q3	$3K	Hold	14,999	–	–	﹤0.01%	635
2022 Q2	$4K	Hold	14,999	–	–	﹤0.01%	641
2022 Q1	$9K	Hold	14,999	–	–	﹤0.01%	663
2021 Q4	$16K	Hold	14,999	–	–	﹤0.01%	679
2021 Q3	$15K	Buy	+14,999	New	+$17.8K	﹤0.01%	639

Other funds holding PRPC.WS

Athos Capital Hong Kong $324M AUM 16.62% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

ETH

Exos TFP Holdings New York $162M AUM 16.08% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

Diametric Capital Boston, Massachusetts $385M AUM 31.69% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

PSAMP

P. Schoenfeld Asset Management (PSAM) New York $184M AUM 97.09% 1-Year Est. Return

Sculptor Capital New York $9.61B AUM 27.49% 1-Year Est. Return

CCA

Canyon Capital Advisors Dallas, Texas $772M AUM 32.81% 1-Year Est. Return

Castle Creek Arbitrage's PRPC.WS Position: Q3 2023 in Review

Castle Creek Arbitrage sold out of CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 (PRPC.WS) in Q3 2023, closing a stake of 14,999 shares — an estimated $2.84K sold.

Castle Creek Arbitrage first reported a position in PRPC.WS in Q3 2021 and held it in 8 quarters. The position peaked at $16K in Q4 2021. 39 funds tracked by Wall St. Rank hold PRPC.WS as of Q3 2023.

Castle Creek Arbitrage reported no remaining CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 position as of Q3 2023 after selling out during the quarter.
Castle Creek Arbitrage sold 14,999 CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 shares in Q3 2023, an estimated $2.84K.
Castle Creek Arbitrage first reported a position in CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 in Q3 2021 and held it in 8 quarters.
Castle Creek Arbitrage's CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 position peaked at $16K in Q4 2021.
39 funds tracked by Wall St. Rank held CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 as of Q3 2023.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.