Castle Creek Arbitrage’s CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant PRPC.U Stock Holding History

Castle Creek Arbitrage’s Portfolio PRPC.U Stock Details PRPC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-75,000	Closed	-$749K	–	683
2021 Q2	$749K	Hold	75,000	–	–	0.04%	331
2021 Q1	$749K	Buy	+75,000	New	+$774K	0.04%	304

Other funds holding PRPC.U

LPC

Lion Point Capital New York $20.9M AUM 195.52% 1-Year Est. Return

BCM

BlueCrest Capital Management St Helier, Jersey $3.04B AUM 26.78% 1-Year Est. Return

SRCM

Sage Rock Capital Management New York $22.3M AUM 4.09% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Kepos Capital New York $73.4M AUM 4.78% 1-Year Est. Return

Allianz Asset Management Munich, Germany $112B AUM 36.28% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

CHP

Castle Hook Partners New York $21.8B AUM 215.45% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $36.8B AUM 42.13% 1-Year Est. Return

Castle Creek Arbitrage's PRPC.U Position: Q3 2021 in Review

Castle Creek Arbitrage sold out of CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant (PRPC.U) in Q3 2021, closing a stake of 75,000 shares — an estimated $749K sold.

Castle Creek Arbitrage first reported a position in PRPC.U in Q1 2021 and held it in 2 quarters. The position peaked at $749K in Q2 2021. 51 funds tracked by Wall St. Rank hold PRPC.U as of Q3 2021.

Castle Creek Arbitrage reported no remaining CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position as of Q3 2021 after selling out during the quarter.
Castle Creek Arbitrage sold 75,000 CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant shares in Q3 2021, an estimated $749K.
Castle Creek Arbitrage first reported a position in CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant in Q1 2021 and held it in 2 quarters.
Castle Creek Arbitrage's CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position peaked at $749K in Q2 2021.
51 funds tracked by Wall St. Rank held CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant as of Q3 2021.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.