Kepos Capital’s CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant PRPC.U Stock Holding History

Kepos Capital’s Portfolio PRPC.U Stock Details PRPC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-381,000	Closed	-$3.79M	–	732
2021 Q3	$3.79M	Sell	381,000 -100,000	-21%	-$997K	0.26%	208
2021 Q2	$4.8M	Buy	481,000 +6,000	+1%	+$60.5K	0.36%	148
2021 Q1	$4.75M	Buy	+475,000	New	+$4.9M	0.31%	145

Other funds holding PRPC.U

BCM

BlueCrest Capital Management St Helier, Jersey $3.04B AUM 26.78% 1-Year Est. Return

SRCM

Sage Rock Capital Management New York $22.3M AUM 4.09% 1-Year Est. Return

Cantor Fitzgerald New York $9.31B AUM 73.66% 1-Year Est. Return

Allianz Asset Management Munich, Germany $112B AUM 36.28% 1-Year Est. Return

CHP

Castle Hook Partners New York $21.8B AUM 215.45% 1-Year Est. Return

TAL

TIG Advisors LLC New York $2.26B AUM 81.38% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $11B AUM 3.37% 1-Year Est. Return

SRF

Silver Rock Financial Los Angeles, California $46.4M AUM 13.94% 1-Year Est. Return

Kepos Capital's PRPC.U Position: Q4 2021 in Review

Kepos Capital sold out of CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant (PRPC.U) in Q4 2021, closing a stake of 381,000 shares — an estimated $3.79M sold.

Kepos Capital first reported a position in PRPC.U in Q1 2021 and held it in 3 quarters. The position peaked at $4.8M in Q2 2021. 40 funds tracked by Wall St. Rank hold PRPC.U as of Q4 2021.

Kepos Capital reported no remaining CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position as of Q4 2021 after selling out during the quarter.
Kepos Capital sold 381,000 CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant shares in Q4 2021, an estimated $3.79M.
Kepos Capital first reported a position in CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant in Q1 2021 and held it in 3 quarters.
Kepos Capital's CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant position peaked at $4.8M in Q2 2021.
40 funds tracked by Wall St. Rank held CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant as of Q4 2021.

Based on Kepos Capital's 13F filing for Q4 2021, filed 14 Feb 2022.