Carroll Financial Associates’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Carroll Financial Associates’s Portfolio SMMU Stock Details SMMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-200	Closed	-$10K	–	941
2014 Q2	$10K	Hold	200	–	–	﹤0.01%	605
2014 Q1	$10K	Hold	200	–	–	﹤0.01%	538
2013 Q4	$10K	Hold	200	–	–	﹤0.01%	507
2013 Q3	$10K	Hold	200	–	–	﹤0.01%	522
2013 Q2	$0	Buy	+200	New	+$10.1K	﹤0.01%	689

Other funds holding SMMU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SouthState Corp Winter Haven, Florida $2.14B AUM 18.39% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Colony Group Boston, Massachusetts $6.66B AUM 18.65% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Carroll Financial Associates's SMMU Position: Q3 2014 in Review

Carroll Financial Associates sold out of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) in Q3 2014, closing a stake of 200 shares — an estimated $10K sold.

Carroll Financial Associates first reported a position in SMMU in Q2 2013 and held it in 5 quarters. The position peaked at $10K in Q2 2014. 20 funds tracked by Wall St. Rank hold SMMU as of Q3 2014.

Carroll Financial Associates reported no remaining PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position as of Q3 2014 after selling out during the quarter.
Carroll Financial Associates sold 200 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q3 2014, an estimated $10K.
Carroll Financial Associates first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q2 2013 and held it in 5 quarters.
Carroll Financial Associates's PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position peaked at $10K in Q2 2014.
20 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q3 2014.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.