CK

Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.55%
This Quarter Est. Return
1 Year Est. Return
+1.55%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$156M
AUM Growth
+$13.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
416
New
Increased
Reduced
Closed

Top Buys

1
+$22.2M
2
+$887K
3
+$845K
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$768K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$514K

Top Sells

1
+$3.13M
2
+$1.16M
3
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXQ
251
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-8,483
MDP
252
DELISTED
Meredith Corporation
MDP
– –
-400
XEC
253
DELISTED
CIMAREX ENERGY CO
XEC
– –
-8,547
SNR
254
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-200
MMAC
255
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
– –
-60
TIF
256
DELISTED
Tiffany & Co.
TIF
– –
-1,700
MNK
257
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-694
VSLR
258
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-100
SDRL
259
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-3
TIVO
260
DELISTED
Tivo Inc
TIVO
– –
-38
RTN
261
DELISTED
Raytheon Company
RTN
– –
-100
BPL
262
DELISTED
Buckeye Partners, L.P.
BPL
– –
-680
MDSO
263
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-20
CTWS
264
DELISTED
Connecticut Water Service Inc
CTWS
– –
-600
NAVB
265
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-8
ELLI
266
DELISTED
Ellie Mae Inc
ELLI
– –
-250
AUSE
267
DELISTED
WisdomTree Australia Dividend Fund
AUSE
– –
-200
EEP
268
DELISTED
Enbridge Energy Partners
EEP
– –
-1,100
ESRX
269
DELISTED
Express Scripts Holding Company
ESRX
– –
-19
SEP
270
DELISTED
Spectra Engy Parters Lp
SEP
– –
-1,550
PX
271
DELISTED
Praxair Inc
PX
– –
-950
SVU
272
DELISTED
SUPERVALU Inc.
SVU
– –
-143
KYE
273
DELISTED
Kayne Anderson Energy
KYE
– –
-8,300
TEP
274
DELISTED
Tallgrass Energy Partners, LP
TEP
– –
-2,834
TWX
275
DELISTED
Time Warner Inc
TWX
– –
-66
9 10
11
12 13