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Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.52%
This Fund
S&P 500
This Quarter Est. Return
+5.59%
1 Year Est. Return
+1.52%
3 Year Est. Return
+45.07%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$156M
AUM Growth
+$13M
Cap. Flow
+$12M
Cap. Flow %
7.68%
Top 10 Hldgs %
34.06%
Holding
416
New
8
Increased
97
Reduced
11
Closed
281

Top Buys

Rank Stock Value
1
AR icon
Antero Resources
AR
+$22.7M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.37M
3
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$1.26M
4
VDE icon
Vanguard Energy ETF
VDE
+$1.21M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$890K

Top Sells

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.13M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$1.16M
3
USCI icon
US Commodity Index
USCI
+$1.13M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.07M
5
HSIC icon
Henry Schein
HSIC
+$997K

Sector Composition

Rank Sector Weight
1 Energy 17.82%
2 Healthcare 10.2%
3 Technology 7.28%
4 Consumer Discretionary 6.59%
5 Communication Services 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
251
Ovintiv
OVV
$17.5B
– –
-92
Closed -$2.96K
PAA icon
252
Plains All American Pipeline
PAA
$17.4B
– –
-186
Closed -$5.65K
PEP icon
253
PepsiCo
PEP
$186B
– –
-825
Closed -$77.8K
PFE icon
254
Pfizer
PFE
$140B
– –
-3,168
Closed -$94.4K
PGX icon
255
Invesco Preferred ETF
PGX
$3.84B
– –
-5,525
Closed -$80.6K
PHD
256
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-6,548
Closed -$74.1K
PID icon
257
Invesco International Dividend Achievers ETF
PID
$913M
– –
-2,250
Closed -$32.5K
PM icon
258
Philip Morris
PM
$301B
– –
-350
Closed -$27.8K
PPG icon
259
PPG Industries
PPG
$25.9B
– –
-16
Closed -$1.4K
PSEC icon
260
Prospect Capital
PSEC
$1.06B
– –
-320
Closed -$2.28K
PSF icon
261
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
– –
-350
Closed -$8.15K
QAI icon
262
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
– –
-360
Closed -$10.4K
QCOM icon
263
Qualcomm
QCOM
$176B
– –
-1,650
Closed -$88.7K
QVAL icon
264
Alpha Architect US Quantitative Value ETF
QVAL
$572M
– –
-500
Closed -$11.5K
RCI icon
265
Rogers Communications
RCI
$17.7B
– –
-500
Closed -$17.2K
REGN icon
266
Regeneron Pharmaceuticals
REGN
$68.8B
– –
-247
Closed -$115K
RF icon
267
Regions Financial
RF
$26.3B
– –
-350
Closed -$3.15K
RLY icon
268
State Street Multi-Asset Real Return ETF
RLY
$1.26B
– –
-500
Closed -$11.3K
RMT
269
Royce Micro-Cap Trust
RMT
$736M
– –
-745
Closed -$5.77K
ROK icon
270
Rockwell Automation
ROK
$51.4B
– –
-275
Closed -$27.9K
ROP icon
271
Roper Technologies
ROP
$36.3B
– –
-412
Closed -$64.6K
RSP icon
272
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
– –
-480
Closed -$35.3K
RSPF icon
273
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$304M
– –
-1,085
Closed -$31.2K
RSPS icon
274
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
– –
-975
Closed -$20.7K
RWX icon
275
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
– –
-2,300
Closed -$90.5K
9 10
11
12 13

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SAS
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GWM
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SHG
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ACM
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SCM
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Carnick & Kubik's Q4 2015 Portfolio in Review

As of Q4 2015, Carnick & Kubik held 416 positions worth $156M, up 9.1% from $143M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Carnick & Kubik deployed $12M of net new capital in Q4 2015, opening 8 new positions and adding to 97 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 40,080 shares worth $0.

By sector, the portfolio is most concentrated in Energy at 18% of assets, up from 4.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Bausch Health, an estimated $393K trimmed.

  • Carnick & Kubik's largest Q4 2015 buy was iShares MSCI Emerging Markets ETF: 40,080 shares worth $0.
  • Carnick & Kubik added most to Antero Resources in Q4 2015, an estimated $22.7M increase.
  • Carnick & Kubik's biggest Q4 2015 reduction was Bausch Health, cutting an estimated $393K.
  • Carnick & Kubik fully exited iShares S&P 500 Value ETF in Q4 2015, selling an estimated $3.13M.
  • Carnick & Kubik's ten largest holdings make up 34% of its $156M portfolio in Q4 2015.
  • Carnick & Kubik opened 8 new positions and closed 281 in Q4 2015.
  • Carnick & Kubik's portfolio value rose 9.1% quarter-over-quarter to $156M.

Based on Carnick & Kubik's 13F filing for Q4 2015, filed 11 Feb 2016.