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Carnick & Kubik Portfolio holdings

AUM $334M
1-Year Est. Return 1.52%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+1.52%
3 Year Est. Return
+45.07%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$105M
AUM Growth
-$5.5M
Cap. Flow
-$8.38M
Cap. Flow %
-7.98%
Top 10 Hldgs %
28.89%
Holding
162
New
9
Increased
52
Reduced
37
Closed
45

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.86M
2
ETN icon
Eaton
ETN
+$1.2M
3
BEN icon
Franklin Resources
BEN
+$836K
4
PVH icon
PVH
PVH
+$779K
5
PJP icon
Invesco Pharmaceuticals ETF
PJP
+$727K

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$4.5M
2
NVO
Novo Nordisk
NVO
+$3.48M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$3.44M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.1M
5
KEX icon
Kirby Corp
KEX
+$775K

Sector Composition

Rank Sector Weight
1 Healthcare 14.74%
2 Industrials 9.45%
3 Financials 8.1%
4 Consumer Discretionary 6.2%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
1
iShares Russell 2000 Growth ETF
IWO
$14.5B
$5.3M 5.05%
38,989
+1,168
+3% +$160K
BHC icon
2
Bausch Health
BHC
$1.65B
$4.36M 4.15%
33,039
-15
-0% -$2.05K
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$82B
$3.58M 3.41%
37,067
+30,571
+471% +$2.86M
IWN icon
4
iShares Russell 2000 Value ETF
IWN
$14.4B
$3.35M 3.19%
33,247
+1,611
+5% +$159K
XLF icon
5
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$2.88M 2.74%
146,694
+32,267
+28% +$616K
XLI icon
6
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$2.7M 2.57%
51,609
+1,357
+3% +$69.7K
IDV icon
7
iShares International Select Dividend ETF
IDV
$8.25B
$2.36M 2.24%
61,010
+300
+0.5% +$11.3K
PJP icon
8
Invesco Pharmaceuticals ETF
PJP
$425M
$2.12M 2.01%
37,354
+12,809
+52% +$727K
GOOG icon
9
Alphabet (Google) Class C
GOOG
$3.9T
$1.89M 1.8%
68,054
-1,967
-3% -$57.3K
SNA icon
10
Snap-on
SNA
$20.9B
$1.82M 1.73%
16,012
+150
+0.9% +$16.2K
IYW icon
11
iShares US Technology ETF
IYW
$23.7B
$1.8M 1.72%
79,300
+1,700
+2% +$37.9K
AZN icon
12
AstraZeneca
AZN
$263B
$1.66M 1.58%
25,650
-25
-0.1% -$1.61K
MDY icon
13
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.66M 1.58%
12,095
+300
+3% +$73.6K
TEG
14
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$1.47M 1.4%
24,710
+185
+0.8% +$10.3K
EOG icon
15
EOG Resources
EOG
$78B
$1.39M 1.32%
14,186
+80
+0.6% +$7.12K
PSEC icon
16
Prospect Capital
PSEC
$1.06B
$1.39M 1.32%
128,195
+1,525
+1% +$16.9K
IVW icon
17
iShares S&P 500 Growth ETF
IVW
$72.5B
$1.38M 1.31%
55,116
+14,216
+35% +$351K
AAPL icon
18
Apple
AAPL
$4.89T
$1.34M 1.28%
70,084
+1,344
+2% +$25.6K
IVE icon
19
iShares S&P 500 Value ETF
IVE
$48.9B
$1.31M 1.25%
15,122
+2,804
+23% +$237K
TJX icon
20
TJX Companies
TJX
$170B
$1.31M 1.25%
43,200
– –
CVS icon
21
CVS Health
CVS
$137B
$1.3M 1.24%
17,362
+34
+0.2% +$2.4K
BHI
22
DELISTED
Baker Hughes
BHI
$1.25M 1.19%
19,280
+525
+3% +$31.1K
KEY.PRG
23
DELISTED
KeyCorp Pfd
KEY.PRG
$1.25M 1.19%
9,675
+145
+2% +$18.6K
ETN icon
24
Eaton
ETN
$157B
$1.23M 1.17%
+16,335
New +$1.2M
XEC
25
DELISTED
CIMAREX ENERGY CO
XEC
$1.22M 1.16%
10,200
-105
-1% -$11.3K
1
2 3 4 5

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IUAM
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SAS
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GWM
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SHG
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SCM
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Carnick & Kubik's Q1 2014 Portfolio in Review

As of Q1 2014, Carnick & Kubik held 162 positions worth $105M, down 5% from $111M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Carnick & Kubik withdrew a net $8.38M in Q1 2014, closing 45 positions and reducing 37 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $1.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Financials.

Against the trend, Carnick & Kubik opened a new position in Eaton worth $1.23M.

  • Carnick & Kubik's largest Q1 2014 buy was Eaton: 16,335 shares worth $1.23M.
  • Carnick & Kubik added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $2.86M increase.
  • Carnick & Kubik's biggest Q1 2014 reduction was Mastercard, cutting an estimated $4.5M.
  • Carnick & Kubik fully exited First Trust Dow Jones Internet Index Fund ETF in Q1 2014, selling an estimated $1.1M.
  • Carnick & Kubik's ten largest holdings make up 29% of its $105M portfolio in Q1 2014.
  • Carnick & Kubik opened 9 new positions and closed 45 in Q1 2014.
  • Carnick & Kubik's portfolio value fell 5% quarter-over-quarter to $105M.

Based on Carnick & Kubik's 13F filing for Q1 2014, filed 6 May 2014.