Carlson Capital’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Carlson Capital’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1,321	Closed	-$387K	–	277
2019 Q2	$387K	Buy	+1,321	New	+$380K	0.01%	247
2018 Q4	–	Sell	-8,238	Closed	-$2.4M	–	308
2018 Q3	$2.4M	Sell	8,238 -5,240	-39%	-$1.49M	0.03%	245
2018 Q2	$3.66M	Sell	13,478 -14,681	-52%	-$3.96M	0.05%	223
2018 Q1	$7.41M	Buy	+28,159	New	+$7.69M	0.11%	189
2017 Q4	–	Sell	-61,500	Closed	-$16M	–	256
2017 Q3	$15.5M	Buy	+61,500	New	+$15.2M	0.26%	116
2017 Q2	–	Sell	-23,489	Closed	-$5.54M	–	287
2017 Q1	$5.54M	Buy	+23,489	New	+$5.46M	0.07%	218
2016 Q3	–	Sell	-153,850	Closed	-$33.3M	–	309
2016 Q2	$32.2M	Buy	153,850 +1,100	+0.7%	+$228K	0.4%	74
2016 Q1	$31.4M	Buy	152,750 +34,450	+29%	+$6.72M	0.38%	79
2015 Q4	$24.1M	Sell	118,300 -83,201	-41%	-$17.1M	0.27%	120
2015 Q3	$38.6M	Sell	201,501 -26,249	-12%	-$5.32M	0.44%	74
2015 Q2	$46.9M	Buy	227,750 +71,225	+46%	+$15M	0.51%	61
2015 Q1	$32.3M	Buy	156,525 +85,025	+119%	+$17.5M	0.36%	87
2014 Q4	$14.7M	Buy	+71,500	New	+$14.4M	0.14%	192
2014 Q2	–	Sell	-63,700	Closed	-$11.9M	–	382
2014 Q1	$11.9M	Sell	63,700 -33,600	-35%	-$6.17M	0.14%	207
2013 Q4	$18M	Sell	97,300 -59,500	-38%	-$10.5M	0.2%	162
2013 Q3	$26.3M	Buy	156,800 +62,900	+67%	+$10.5M	0.35%	89
2013 Q2	$15.1M	Buy	+93,900	New	+$15.1M	0.18%	177

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Carlson Capital's SPY Position: Q3 2019 in Review

Carlson Capital sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q3 2019, closing a stake of 1,321 shares — an estimated $387K sold.

Carlson Capital first reported a position in SPY in Q2 2013 and held it in 17 quarters. The position peaked at $46.9M in Q2 2015. 2,157 funds tracked by Wall St. Rank hold SPY as of Q3 2019.

Carlson Capital reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q3 2019 after selling out during the quarter.
Carlson Capital sold 1,321 State Street SPDR S&P 500 ETF Trust shares in Q3 2019, an estimated $387K.
Carlson Capital first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and held it in 17 quarters.
Carlson Capital's State Street SPDR S&P 500 ETF Trust position peaked at $46.9M in Q2 2015.
2,157 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q3 2019.

Based on Carlson Capital's 13F filing for Q3 2019, filed 13 Nov 2019.