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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
+$57.1M
Cap. Flow %
0.79%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Energy 2.02%
2 Healthcare 1.51%
3 Technology 0.89%
4 Materials 0.87%
5 Consumer Discretionary 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFT
1926
CALL
DELISTED
Perficient Inc
PRFT
– –
-45,000
Closed -$4.13M
CONN
1927
DELISTED
Conn's Inc.
CONN
– –
-57,368
Closed -$460K
CONN
1928
PUT
DELISTED
Conn's Inc.
CONN
– –
-80,600
Closed -$646K
CERE
1929
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-36,400
Closed -$962K
CERE
1930
PUT
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-32,400
Closed -$857K
HOLI
1931
CALL
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-50,000
Closed -$740K
HOLI
1932
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-10,000
Closed -$148K
TAST
1933
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-37,251
Closed -$75K
MDC
1934
CALL
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-40,000
Closed -$1.29M
MDC
1935
PUT
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-40,000
Closed -$1.29M
MTBL
1936
CALL
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-2,161,000
Closed -$6.25M
CBAY
1937
DELISTED
Cymabay Therapeutics
CBAY
– –
-30,000
Closed -$108K
ESMT
1938
DELISTED
EngageSmart, Inc.
ESMT
– –
-24,000
Closed -$386K
GPP
1939
CALL
DELISTED
Green Plains Partners LP
GPP
– –
-58,300
Closed -$710K
AMTI
1940
DELISTED
Applied Molecular Transport Inc. Common Stock
AMTI
– –
-6,900
Closed -$20K
VMW
1941
DELISTED
VMware, Inc
VMW
– –
-40,000
Closed -$4.61M
NEWR
1942
CALL
DELISTED
New Relic, Inc.
NEWR
– –
-50,000
Closed -$2.5M
SDC
1943
CALL
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-20,000
Closed -$21K
SDC
1944
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-10,000
Closed -$10K
ZEV
1945
CALL
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-5,000
Closed -$277K
NEX
1946
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-52,490
Closed -$499K
NEX
1947
PUT
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-73,500
Closed -$699K
FRG
1948
CALL
DELISTED
Franchise Group, Inc.
FRG
– –
-334,100
Closed -$11.7M
FRG
1949
PUT
DELISTED
Franchise Group, Inc.
FRG
– –
-120,600
Closed -$4.23M
KDNY
1950
CALL
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-36,000
Closed -$630K
76 77
78
79 80

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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q3 2022 filing shows 595 new, 284 increased, 345 reduced and 531 closed positions. Its largest new stake was Zoom: 165,000 shares worth $12.1M. The largest sale was Diamondback Energy, an estimated $59.9M.

By sector, the portfolio is most concentrated in Energy at 2% of assets, down from 3.7% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.