Caption Management’s SmileDirectClub, Inc. Class A Common Stock SDC Stock Holding History

Caption Management’s Portfolio SDC Stock Details SDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-20,000	Closed	-$21K	–	1943
2022 Q2	$21K	Sell	20,000 -259,000	-93%	-$419K	﹤0.01%	1368
2022 Q1	$723K	Sell	279,000 -76,000	-21%	-$176K	0.01%	1065
2021 Q4	$837K	Hold	355,000	–	–	0.01%	1110
2021 Q3	$1.89M	Buy	+355,000	New	+$2.2M	0.02%	783
2020 Q2	–	Sell	-116,000	Closed	-$542K	–	1235
2020 Q1	$542K	Sell	116,000 -224,000	-66%	-$2.21M	0.03%	528
2019 Q4	$2.97M	Buy	340,000 +140,000	+70%	+$1.4M	0.1%	276
2019 Q3	$2.78M	Buy	+200,000	New	+$3.34M	0.14%	187

Other funds holding SDC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Prentice Capital Management Greenwich, Connecticut $45.7M AUM 2.65% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SFI

Susquehanna Fundamental Investments Bala Cynwyd, Pennsylvania $2.67B AUM 21.74% 1-Year Est. Return

Caption Management's SDC Position: Q3 2022 in Review

Caption Management sold out of SmileDirectClub, Inc. Class A Common Stock (SDC) in Q3 2022, closing a stake of 10,000 shares — an estimated $10K sold.

Caption Management first reported a position in SDC in Q3 2019 and held it in 5 quarters. The position peaked at $625K in Q3 2019. 106 funds tracked by Wall St. Rank hold SDC as of Q3 2022.

Caption Management reported no remaining SmileDirectClub, Inc. Class A Common Stock position as of Q3 2022 after selling out during the quarter.
Caption Management sold 10,000 SmileDirectClub, Inc. Class A Common Stock shares in Q3 2022, an estimated $10K.
Caption Management first reported a position in SmileDirectClub, Inc. Class A Common Stock in Q3 2019 and held it in 5 quarters.
Caption Management's SmileDirectClub, Inc. Class A Common Stock position peaked at $625K in Q3 2019.
106 funds tracked by Wall St. Rank held SmileDirectClub, Inc. Class A Common Stock as of Q3 2022.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.