UBS Group’s SmileDirectClub, Inc. Class A Common Stock SDC Stock Holding History

UBS Group’s Portfolio SDC Stock Details SDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-426,448	Closed	-$177K	–	10553
2023 Q3	$177K	Buy	426,448 +33,060	+8%	+$18.9K	﹤0.01%	5434
2023 Q2	$208K	Sell	393,388 -822	-0.2%	-$335	﹤0.01%	5448
2023 Q1	$170K	Buy	394,210 +66,913	+20%	+$34.3K	﹤0.01%	5518
2022 Q4	$115K	Sell	327,297 -163,008	-33%	-$107K	﹤0.01%	5974
2022 Q3	$444K	Sell	490,305 -179,970	-27%	-$218K	﹤0.01%	4442
2022 Q2	$697K	Sell	670,275 -178,663	-21%	-$289K	﹤0.01%	4018
2022 Q1	$2.2M	Buy	848,938 +22,441	+3%	+$52.1K	﹤0.01%	3343
2021 Q4	$1.94M	Sell	826,497 -481,281	-37%	-$2.01M	﹤0.01%	3761
2021 Q3	$6.96M	Sell	1,307,778 -693,408	-35%	-$4.31M	﹤0.01%	2335
2021 Q2	$17.4M	Buy	2,001,186 +1,312,961	+191%	+$12.1M	0.01%	1602
2021 Q1	$7.09M	Buy	688,225 +165,935	+32%	+$1.97M	﹤0.01%	2270
2020 Q4	$6.24M	Buy	522,290 +79,339	+18%	+$899K	﹤0.01%	2243
2020 Q3	$5.17M	Buy	442,951 +389,555	+730%	+$3.58M	﹤0.01%	2172
2020 Q2	$422K	Sell	53,396 -22,017	-29%	-$149K	﹤0.01%	4286
2020 Q1	$353K	Sell	75,413 -104,420	-58%	-$1.03M	﹤0.01%	4278
2019 Q4	$1.57M	Buy	179,833 +58,830	+49%	+$588K	﹤0.01%	3792
2019 Q3	$1.68M	Buy	+121,003	New	+$2.02M	﹤0.01%	3473

Other funds holding SDC

BBA

Baader Bank Aktiengesellschaft Unterschleissheim, Germany $1.33B AUM 47.35% 1-Year Est. Return

FCFC

First Commonwealth Financial Corp Indiana, Pennsylvania $629M AUM 20.47% 1-Year Est. Return

SAM

S.A. Mason Holland, Michigan $326M AUM 36.44% 1-Year Est. Return

Safeguard Financial Minocqua, Wisconsin $456M AUM 6.35% 1-Year Est. Return

FNT

First National Trust Hermitage, Pennsylvania $2.95B AUM 27.19% 1-Year Est. Return

AWM

Able Wealth Management Toms River, New Jersey $436M AUM 18.5% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

RFG

RFP Financial Group Atlanta, Georgia $184M AUM 16.06% 1-Year Est. Return

APC

Aspire Private Capital Cornelius, North Carolina $484M AUM 17.28% 1-Year Est. Return

UBS Group's SDC Position: Q4 2023 in Review

UBS Group sold out of SmileDirectClub, Inc. Class A Common Stock (SDC) in Q4 2023, closing a stake of 426,448 shares — an estimated $177K sold.

UBS Group first reported a position in SDC in Q3 2019 and held it in 17 quarters. The position peaked at $17.4M in Q2 2021. 11 funds tracked by Wall St. Rank hold SDC as of Q4 2023.

UBS Group reported no remaining SmileDirectClub, Inc. Class A Common Stock position as of Q4 2023 after selling out during the quarter.
UBS Group sold 426,448 SmileDirectClub, Inc. Class A Common Stock shares in Q4 2023, an estimated $177K.
UBS Group first reported a position in SmileDirectClub, Inc. Class A Common Stock in Q3 2019 and held it in 17 quarters.
UBS Group's SmileDirectClub, Inc. Class A Common Stock position peaked at $17.4M in Q2 2021.
11 funds tracked by Wall St. Rank held SmileDirectClub, Inc. Class A Common Stock as of Q4 2023.

Based on UBS Group's 13F filing for Q4 2023, filed 9 Feb 2024.