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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTCT icon
151
PTC Therapeutics
PTCT
$5.68B
$5.24M 0.18%
109,000
+69,000
+173% +$2.93M
GPRE icon
152
CALL
Green Plains
GPRE
$1.18B
$5.23M 0.18%
338,700
+68,100
+25% +$926K
PAAS icon
153
CALL
Pan American Silver
PAAS
$18.2B
$5.22M 0.18%
220,500
+118,500
+116% +$2.2M
NEM icon
154
CALL
Newmont
NEM
$98.7B
$5.21M 0.18%
120,000
-93,700
-44% -$3.66M
PZZA icon
155
Papa John's
PZZA
$984M
$5.21M 0.17%
+82,442
New +$4.88M
HPQ icon
156
CALL
HP
HPQ
$24.9B
$5.14M 0.17%
250,000
-846,500
-77% -$16M
HPQ icon
157
PUT
HP
HPQ
$24.9B
$5.14M 0.17%
250,000
-696,500
-74% -$13.2M
BBWI icon
158
PUT
Bath & Body Works
BBWI
$4.06B
$5.14M 0.17%
350,566
– –
MPC icon
159
Marathon Petroleum
MPC
$92.4B
$5.12M 0.17%
85,000
-145,000
-63% -$9.07M
JWN
160
PUT
DELISTED
Nordstrom
JWN
$5.12M 0.17%
+125,000
New +$4.63M
DCH
161
PUT
Dauch Corp
DCH
$1.34B
$5.11M 0.17%
+475,000
New +$4.52M
M icon
162
PUT
Macy's
M
$6.53B
$5.1M 0.17%
+300,000
New +$4.69M
CHRS icon
163
CALL
Coherus Oncology
CHRS
$217M
$5.02M 0.17%
278,700
+131,800
+90% +$2.43M
NLSN
164
CALL
DELISTED
Nielsen Holdings plc
NLSN
$5.02M 0.17%
247,200
+30,000
+14% +$610K
SAVE
165
DELISTED
Spirit Airlines, Inc.
SAVE
$4.98M 0.17%
+123,451
New +$4.69M
PZZA icon
166
PUT
Papa John's
PZZA
$984M
$4.89M 0.16%
77,500
-22,500
-23% -$1.33M
KSS icon
167
PUT
Kohl's
KSS
$2.17B
$4.84M 0.16%
+95,000
New +$4.83M
AERI
168
CALL
DELISTED
Aerie Pharmaceuticals
AERI
$4.83M 0.16%
200,000
+75,000
+60% +$1.55M
KYNB
169
Kyntra Bio
KYNB
$27.2M
$4.82M 0.16%
4,492
+2,412
+116% +$2.46M
QURE icon
170
CALL
uniQure
QURE
$3.03B
$4.79M 0.16%
66,800
-385,400
-85% -$21.2M
AGN
171
PUT
DELISTED
Allergan plc
AGN
$4.78M 0.16%
25,000
-71,500
-74% -$12.9M
ESPR
172
CALL
DELISTED
Esperion Therapeutics
ESPR
$4.77M 0.16%
80,000
+50,000
+167% +$2.25M
BFYT
173
CALL
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$4.77M 0.16%
+247,100
New +$5.58M
ETFC
174
DELISTED
E*Trade Financial Corporation
ETFC
$4.76M 0.16%
105,000
+76,000
+262% +$3.25M
XBI icon
175
CALL
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$4.75M 0.16%
+50,000
New +$4.32M
5 6
7
8 9

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.