CM
ETFC

Caption Management’s E*Trade Financial Corporation ETFC Stock Holding History

Caption Management’s Portfolio ETFC Stock Details ETFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-105,000
Closed -$4.76M – 1212
2019
Q4 		$4.76M Buy
105,000
+76,000
+262% +$3.25M 0.16% 174
2019
Q3 		$1.27M Buy
+29,000
New +$1.28M 0.07% 334

Other funds holding ETFC

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Victory Capital Management
Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return
UOC
UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Caption Management's ETFC Position: Q1 2020 in Review

Caption Management sold out of E*Trade Financial Corporation (ETFC) in Q1 2020, closing a stake of 105,000 shares — an estimated $4.76M sold.

Caption Management first reported a position in ETFC in Q3 2019 and held it in 2 quarters. The position peaked at $4.76M in Q4 2019. 415 funds tracked by Wall St. Rank hold ETFC as of Q1 2020.

  • Caption Management reported no remaining E*Trade Financial Corporation position as of Q1 2020 after selling out during the quarter.
  • Caption Management sold 105,000 E*Trade Financial Corporation shares in Q1 2020, an estimated $4.76M.
  • Caption Management first reported a position in E*Trade Financial Corporation in Q3 2019 and held it in 2 quarters.
  • Caption Management's E*Trade Financial Corporation position peaked at $4.76M in Q4 2019.
  • 415 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q1 2020.

Based on Caption Management's 13F filing for Q1 2020, filed 15 May 2020.