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ETFC

E*Trade Financial Corporation
ETFC

Delisted

ETFC was delisted on the 1st of October, 2020.

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471 hedge funds and large institutions have $9.18B invested in E*Trade Financial Corporation in 2019 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 144 increasing their positions, 223 reducing their positions, and 81 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less capital invested

Capital invested by funds: $9.97B → $9.18B (-$788M)

8% less funds holding

Funds holding: 514 → 471 (-43)

29% less call options, than puts

Call options by funds: $99.2M | Put options by funds: $140M

33% less funds holding in top 10

Funds holding in top 10: 6 → 4 (-2)

35% less repeat investments, than reductions

Existing positions increased: 144 | Existing positions reduced: 223

49% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 81

Holders
471
Holders Change
-43
Holders Change %
-8.37%
% of All Funds
10.33%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.09%
New
41
Increased
144
Reduced
223
Closed
81
Calls
$99.2M
Puts
$140M
Net Calls
-$41.1M
Net Calls Change
-$95.2M

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
+$134M
2
Fidelity International
Fidelity International
Bermuda
+$64.3M
3
Victory Capital Management
Victory Capital Management
Texas
+$53.4M
4
Artisan Partners
Artisan Partners
Wisconsin
+$52.8M
5
MWA
Marshall Wace Asia
Hong Kong
+$37.5M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$99M
2
N
Nuveen
North Carolina
-$80.3M
3
Point72 Asset Management
Point72 Asset Management
Connecticut
-$65.7M
4
Millennium Management
Millennium Management
New York
-$65M
5
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$64M
Name Holding Trade Value Shares
Change 		Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.15B -$20.1M -454,644 -2%
BlackRock
2
BlackRock
New York
$867M -$5.88M -132,722 -0.7%
Primecap Management
3
Primecap Management
California
$594M -$88.5K -2,000 -0%
State Street
4
State Street
Massachusetts
$452M -$19.6M -442,954 -4%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$374M -$99M -2,236,784 -21%
Victory Capital Management
6
Victory Capital Management
Texas
$304M +$53.4M +1,207,288 +21%
Boston Partners
7
Boston Partners
Massachusetts
$245M +$30.7M +693,350 +14%
Northern Trust
8
Northern Trust
Illinois
$176M -$4.84M -109,272 -3%
First Trust Advisors
9
First Trust Advisors
Illinois
$172M -$15.1M -341,653 -8%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$164M +$1.86M +42,108 +1%
Lazard Asset Management
11
Lazard Asset Management
New York
$149M +$134M +3,032,683 +821%
D.E. Shaw & Co
12
D.E. Shaw & Co
New York
$143M -$27.9M -629,527 -16%
Artisan Partners
13
Artisan Partners
Wisconsin
$139M +$52.8M +1,191,891 +60%
Citadel Advisors
14
Citadel Advisors
Florida
$123M -$19M -429,526 -13%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$120M +$995K +22,465 +0.8%
Lord, Abbett & Co
16
Lord, Abbett & Co
New Jersey
$115M +$26.5M +598,399 +29%
Invesco
17
Invesco
Georgia
$109M +$18.9M +426,185 +21%
N
18
Nuveen
North Carolina
$107M -$80.3M -1,814,167 -43%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$104M -$44.3M -1,001,388 -30%
Norges Bank
20
Norges Bank
Norway
$103M – – –
Bank of America
21
Bank of America
North Carolina
$95.4M +$25M +564,477 +35%
Millennium Management
22
Millennium Management
New York
$93.2M -$65M -1,468,390 -41%
Arrowstreet Capital
23
Arrowstreet Capital
Massachusetts
$92.4M -$24.6M -556,097 -21%
Goldman Sachs
24
Goldman Sachs
New York
$91M -$9.22M -208,219 -9%
TSW
25
Thompson Siegel & Walmsley
Virginia
$86.3M +$11.6M +262,694 +15%
1
2 3 4 5

ETFC Hedge Fund Activity: Q3 2019 in Review

471 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in E*Trade Financial Corporation (ETFC) for Q3 2019, worth a combined $9.18B — down 7.9% from $9.97B a quarter earlier.

Sellers outnumbered buyers: 81 funds closed out of ETFC and 41 opened new positions — a net loss of 40 holders — while 223 trimmed existing stakes and 144 added.

The largest buyer was Lazard Asset Management, adding an estimated $134M. The largest seller was Fidelity Investments, cutting an estimated $99M.

  • 471 institutional investors held E*Trade Financial Corporation (ETFC) as of Q3 2019, down from 514 in Q2 2019.
  • Funds reported $9.18B of E*Trade Financial Corporation stock for Q3 2019, down 7.9% quarter-over-quarter.
  • 41 funds opened new E*Trade Financial Corporation positions in Q3 2019 and 81 closed out, a net change of -40 holders.
  • The largest E*Trade Financial Corporation buyer in Q3 2019 was Lazard Asset Management, an estimated $134M added.
  • The largest E*Trade Financial Corporation seller in Q3 2019 was Fidelity Investments, an estimated $99M sold.

Based on aggregated 13F filings for Q3 2019.