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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+6.75%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$5.18B
AUM Growth
-$1.23B
Cap. Flow
-$1.43B
Cap. Flow %
-27.54%
Top 10 Hldgs %
16.5%
Holding
1,730
New
499
Increased
190
Reduced
247
Closed
699

Top Buys

Rank Stock Value
1
MDGL icon
Madrigal Pharmaceuticals
MDGL
+$12.3M
2
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$11.1M
3
WWE
World Wrestling Entertainment
WWE
+$10.5M
4
DIS icon
Walt Disney
DIS
+$10.3M
5
UBS icon
UBS Group
UBS
+$10M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$17.9M
2
AR icon
Antero Resources
AR
+$17.5M
3
TECK icon
Teck Resources
TECK
+$17.2M
4
ONC
BeOne Medicines Ltd
ONC
+$16.4M
5
EQT icon
EQT Corp
EQT
+$14.5M

Sector Composition

Rank Sector Weight
1 Healthcare 1.97%
2 Technology 1.38%
3 Consumer Discretionary 0.99%
4 Communication Services 0.82%
5 Financials 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CS
1701
DELISTED
Credit Suisse Group
CS
– –
-981,500
Closed -$2.98M
CS
1702
PUT
DELISTED
Credit Suisse Group
CS
– –
-981,500
Closed -$2.98M
SI
1703
CALL
DELISTED
Silvergate Capital Corporation
SI
– –
-184,300
Closed -$3.21M
SI
1704
DELISTED
Silvergate Capital Corporation
SI
– –
-32,100
Closed -$559K
MAXR
1705
CALL
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-15,000
Closed -$776K
PRVB
1706
CALL
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
-25,000
Closed -$264K
ARVL
1707
CALL
DELISTED
Arrival Ordinary Shares
ARVL
– –
-20,002
Closed -$160K
AUY
1708
CALL
DELISTED
Yamana Gold, Inc.
AUY
– –
-324,800
Closed -$1.8M
ATCO
1709
CALL
DELISTED
Atlas Corp.
ATCO
– –
-50,000
Closed -$767K
ATCO
1710
DELISTED
Atlas Corp.
ATCO
– –
-2,210
Closed -$33.9K
IAA
1711
CALL
DELISTED
IAA, Inc. Common Stock
IAA
– –
-50,000
Closed -$2M
IAA
1712
DELISTED
IAA, Inc. Common Stock
IAA
– –
-27,809
Closed -$1.11M
RFP
1713
CALL
DELISTED
Resolute Forest Products Inc.
RFP
– –
-17,500
Closed -$378K
CINC
1714
DELISTED
CinCor Pharma, Inc. Common Stock
CINC
– –
-109,000
Closed -$1.34M
CINC
1715
PUT
DELISTED
CinCor Pharma, Inc. Common Stock
CINC
– –
-210,100
Closed -$2.58M
SRNE
1716
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-36,892
Closed -$32.7K
AVYA
1717
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-19,100
Closed -$3.74K
TCDA
1718
CALL
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-374,900
Closed -$57.3K
TCDA
1719
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-100,000
Closed -$15.3K
CORZ
1720
CALL
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-75,000
Closed -$6K
TRQ
1721
PUT
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-454,500
Closed -$14.3M
HZNP
1722
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-55,000
Closed -$6.26M
COWN
1723
PUT
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-25,000
Closed -$966K
CTIC
1724
CALL
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-101,500
Closed -$610K
ATVI
1725
DELISTED
Activision Blizzard
ATVI
– –
-15,166
Closed -$1.18M
66 67 68
69
70

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q1 2023 Portfolio in Review

As of Q1 2023, Caption Management held 1,730 positions worth $5.18B, down 19% from $6.41B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Caption Management withdrew a net $1.43B in Q1 2023, closing 699 positions and reducing 247 holdings. Its most notable exit was PennyMac Mortgage Investment, an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caption Management opened a new position in World Wrestling Entertainment worth $11.2M.

  • Caption Management's largest Q1 2023 buy was World Wrestling Entertainment: 123,000 shares worth $11.2M.
  • Caption Management added most to Madrigal Pharmaceuticals in Q1 2023, an estimated $12.3M increase.
  • Caption Management's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $13.3M.
  • Caption Management fully exited PennyMac Mortgage Investment in Q1 2023, selling an estimated $17.9M.
  • Caption Management's ten largest holdings make up 16% of its $5.18B portfolio in Q1 2023.
  • Caption Management opened 499 new positions and closed 699 in Q1 2023.
  • Caption Management's portfolio value fell 19% quarter-over-quarter to $5.18B.

Based on Caption Management's 13F filing for Q1 2023, filed 15 May 2023.