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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+6.75%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$5.18B
AUM Growth
-$1.23B
Cap. Flow
-$1.43B
Cap. Flow %
-27.54%
Top 10 Hldgs %
16.5%
Holding
1,730
New
499
Increased
190
Reduced
247
Closed
699

Top Buys

Rank Stock Value
1
MDGL icon
Madrigal Pharmaceuticals
MDGL
+$12.3M
2
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$11.1M
3
WWE
World Wrestling Entertainment
WWE
+$10.5M
4
DIS icon
Walt Disney
DIS
+$10.3M
5
UBS icon
UBS Group
UBS
+$10M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$17.9M
2
AR icon
Antero Resources
AR
+$17.5M
3
TECK icon
Teck Resources
TECK
+$17.2M
4
ONC
BeOne Medicines Ltd
ONC
+$16.4M
5
EQT icon
EQT Corp
EQT
+$14.5M

Sector Composition

Rank Sector Weight
1 Healthcare 1.97%
2 Technology 1.38%
3 Consumer Discretionary 0.99%
4 Communication Services 0.82%
5 Financials 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGH
1676
CALL
DELISTED
Textainer Group Holdings limited
TGH
– –
-43,000
Closed -$1.33M
NSTG
1677
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-297,488
Closed -$2.37M
NSTG
1678
PUT
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-250,000
Closed -$1.99M
NVTA
1679
CALL
DELISTED
Invitae Corporation
NVTA
– –
-60,000
Closed -$112K
NVTA
1680
DELISTED
Invitae Corporation
NVTA
– –
-143,089
Closed -$266K
NVTA
1681
PUT
DELISTED
Invitae Corporation
NVTA
– –
-156,300
Closed -$291K
GOL
1682
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-58,340
Closed -$156K
MRTX
1683
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-128,000
Closed -$5.8M
MRTX
1684
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-147,900
Closed -$6.7M
MRTX
1685
PUT
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-203,600
Closed -$9.23M
FTCH
1686
CALL
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-75,000
Closed -$355K
FTCH
1687
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-35,800
Closed -$169K
APRN
1688
CALL
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
-6,667
Closed -$66.4K
APRN
1689
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
-3,842
Closed -$38.3K
WE
1690
CALL
DELISTED
WeWork Inc.
WE
– –
-300
Closed -$17.2K
WE
1691
DELISTED
WeWork Inc.
WE
– –
-11,427
Closed -$654K
TRTN
1692
PUT
DELISTED
Triton International Limited
TRTN
– –
-40,400
Closed -$2.78M
AMRS
1693
CALL
DELISTED
Amyris Inc.
AMRS
– –
-600,000
Closed -$918K
AMRS
1694
DELISTED
Amyris Inc.
AMRS
– –
-90,000
Closed -$138K
UNVR
1695
PUT
DELISTED
Univar Solutions Inc.
UNVR
– –
-100,000
Closed -$3.18M
VRAY
1696
CALL
DELISTED
ViewRay, Inc.
VRAY
– –
-140,000
Closed -$627K
XM
1697
CALL
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-100,000
Closed -$1.04M
RXDX
1698
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
– –
-81,209
Closed -$9.35M
RXDX
1699
PUT
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
– –
-552,300
Closed -$60.8M
DCP
1700
CALL
DELISTED
DCP Midstream, LP
DCP
– –
-40,000
Closed -$1.55M
66 67
68
69 70

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q1 2023 Portfolio in Review

As of Q1 2023, Caption Management held 1,730 positions worth $5.18B, down 19% from $6.41B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Caption Management withdrew a net $1.43B in Q1 2023, closing 699 positions and reducing 247 holdings. Its most notable exit was PennyMac Mortgage Investment, an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caption Management opened a new position in World Wrestling Entertainment worth $11.2M.

  • Caption Management's largest Q1 2023 buy was World Wrestling Entertainment: 123,000 shares worth $11.2M.
  • Caption Management added most to Madrigal Pharmaceuticals in Q1 2023, an estimated $12.3M increase.
  • Caption Management's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $13.3M.
  • Caption Management fully exited PennyMac Mortgage Investment in Q1 2023, selling an estimated $17.9M.
  • Caption Management's ten largest holdings make up 16% of its $5.18B portfolio in Q1 2023.
  • Caption Management opened 499 new positions and closed 699 in Q1 2023.
  • Caption Management's portfolio value fell 19% quarter-over-quarter to $5.18B.

Based on Caption Management's 13F filing for Q1 2023, filed 15 May 2023.