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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+6.75%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$5.18B
AUM Growth
-$1.23B
Cap. Flow
-$1.43B
Cap. Flow %
-27.54%
Top 10 Hldgs %
16.5%
Holding
1,730
New
499
Increased
190
Reduced
247
Closed
699

Top Buys

Rank Stock Value
1
MDGL icon
Madrigal Pharmaceuticals
MDGL
+$12.3M
2
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$11.1M
3
WWE
World Wrestling Entertainment
WWE
+$10.5M
4
DIS icon
Walt Disney
DIS
+$10.3M
5
UBS icon
UBS Group
UBS
+$10M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$17.9M
2
AR icon
Antero Resources
AR
+$17.5M
3
TECK icon
Teck Resources
TECK
+$17.2M
4
ONC
BeOne Medicines Ltd
ONC
+$16.4M
5
EQT icon
EQT Corp
EQT
+$14.5M

Sector Composition

Rank Sector Weight
1 Healthcare 1.97%
2 Technology 1.38%
3 Consumer Discretionary 0.99%
4 Communication Services 0.82%
5 Financials 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
1651
PUT
Somnigroup International
SGI
$14B
– –
-102,900
Closed -$3.53M
ITCI
1652
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-12,205
Closed -$590K
HCP
1653
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
– –
-17,000
Closed -$508K
RVNC
1654
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-147,500
Closed -$4.6M
MRO
1655
CALL
DELISTED
Marathon Oil Corporation
MRO
– –
-283,400
Closed -$7.67M
MRO
1656
DELISTED
Marathon Oil Corporation
MRO
– –
-27,083
Closed -$692K
ME
1657
DELISTED
23andMe Holding Co
ME
– –
-5,331
Closed -$230K
ME
1658
PUT
DELISTED
23andMe Holding Co
ME
– –
-23,130
Closed -$999K
VTNR
1659
DELISTED
Vertex Energy, Inc
VTNR
– –
-83,398
Closed -$517K
EVA
1660
CALL
DELISTED
Enviva Inc.
EVA
– –
-125,000
Closed -$6.62M
SPWR
1661
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-60,000
Closed -$1.08M
HOLI
1662
CALL
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-48,000
Closed -$789K
HOLI
1663
PUT
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-170,000
Closed -$2.79M
DCPH
1664
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-29,000
Closed -$475K
AGTI
1665
PUT
DELISTED
Agiliti Inc
AGTI
– –
-1,500
Closed -$24.5K
AEL
1666
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-36,168
Closed -$1.65M
AEL
1667
PUT
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-89,900
Closed -$4.1M
MDC
1668
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-9,334
Closed -$295K
MDC
1669
PUT
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-35,900
Closed -$1.13M
EIGR
1670
CALL
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-3,720
Closed -$132K
MTBL
1671
CALL
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-25,000
Closed -$40K
MTBL
1672
PUT
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-390,100
Closed -$624K
FSR
1673
CALL
DELISTED
Fisker Inc.
FSR
– –
-40,000
Closed -$291K
KRTX
1674
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-3,532
Closed -$675K
SPLK
1675
DELISTED
Splunk Inc
SPLK
– –
-13,659
Closed -$1.31M
65 66
67
68 69

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PP
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VMPIC
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BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q1 2023 Portfolio in Review

As of Q1 2023, Caption Management held 1,730 positions worth $5.18B, down 19% from $6.41B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Caption Management withdrew a net $1.43B in Q1 2023, closing 699 positions and reducing 247 holdings. Its most notable exit was PennyMac Mortgage Investment, an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caption Management opened a new position in World Wrestling Entertainment worth $11.2M.

  • Caption Management's largest Q1 2023 buy was World Wrestling Entertainment: 123,000 shares worth $11.2M.
  • Caption Management added most to Madrigal Pharmaceuticals in Q1 2023, an estimated $12.3M increase.
  • Caption Management's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $13.3M.
  • Caption Management fully exited PennyMac Mortgage Investment in Q1 2023, selling an estimated $17.9M.
  • Caption Management's ten largest holdings make up 16% of its $5.18B portfolio in Q1 2023.
  • Caption Management opened 499 new positions and closed 699 in Q1 2023.
  • Caption Management's portfolio value fell 19% quarter-over-quarter to $5.18B.

Based on Caption Management's 13F filing for Q1 2023, filed 15 May 2023.