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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEOG icon
1576
Neogen
NEOG
$2.67B
– –
-90,523
Closed -$1.27M
NEOG icon
1577
PUT
Neogen
NEOG
$2.67B
– –
-25,000
Closed -$350K
NEO icon
1578
NeoGenomics
NEO
$2.43B
– –
-34,700
Closed -$298K
NIO icon
1579
NIO
NIO
$9.02B
– –
-14,400
Closed -$166K
NIO icon
1580
PUT
NIO
NIO
$9.02B
– –
-576,000
Closed -$9.08M
NKE icon
1581
Nike
NKE
$53.7B
– –
-30,175
Closed -$2.51M
NKE icon
1582
PUT
Nike
NKE
$53.7B
– –
-42,000
Closed -$3.49M
NKTR icon
1583
Nektar Therapeutics
NKTR
$2.28B
– –
-1,400
Closed -$67K
NSC icon
1584
CALL
Norfolk Southern
NSC
$71.9B
– –
-10,000
Closed -$2.1M
NSC icon
1585
PUT
Norfolk Southern
NSC
$71.9B
– –
-53,000
Closed -$11.1M
NTNX icon
1586
PUT
Nutanix
NTNX
$18.4B
– –
-75,000
Closed -$1.56M
NTR icon
1587
CALL
Nutrien
NTR
$37.6B
– –
-200,000
Closed -$16.7M
NTRA icon
1588
Natera
NTRA
$50.6B
– –
-29,900
Closed -$1.31M
NTRA icon
1589
PUT
Natera
NTRA
$50.6B
– –
-32,500
Closed -$1.43M
NU icon
1590
CALL
Nu Holdings
NU
$68.5B
– –
-372,000
Closed -$1.64M
NU icon
1591
Nu Holdings
NU
$68.5B
– –
-27,391
Closed -$121K
NU icon
1592
PUT
Nu Holdings
NU
$68.5B
– –
-632,000
Closed -$2.78M
NVDA icon
1593
CALL
NVIDIA
NVDA
$5.12T
– –
-450,000
Closed -$5.46M
OPAD icon
1594
CALL
Offerpad Solutions Inc. Class A Common Stock
OPAD
$17.3M
– –
-333
Closed -$61K
OPCH icon
1595
CALL
Option Care Health
OPCH
$3.52B
– –
-191,900
Closed -$6.04M
OPK icon
1596
CALL
Opko Health
OPK
$1.17B
– –
-300,000
Closed -$567K
OPK icon
1597
Opko Health
OPK
$1.17B
– –
-80,000
Closed -$151K
OPK icon
1598
PUT
Opko Health
OPK
$1.17B
– –
-300,000
Closed -$567K
ORCL icon
1599
CALL
Oracle
ORCL
$404B
– –
-110,000
Closed -$6.72M
OWL icon
1600
Blue Owl Capital
OWL
$7B
– –
-158,850
Closed -$1.68M
62 63
64
65 66

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AWM
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LCIP
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BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
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BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.