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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
(-12%)
Cap. Flow
-$1.23B
Cap. Flow
% of AUM
-19.2%
Top 10 Holdings %
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PMT
PennyMac Mortgage Investment
PMT
|
+$19.7M |
| 2 |
Bristol-Myers Squibb
BMY
|
+$17M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$13.6M |
| 4 |
EVA
Enviva Inc.
EVA
|
+$8.45M |
| 5 |
APA Corp
APA
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.9M |
| 2 |
CVR Partners
UAN
|
+$26M |
| 3 |
Zoom
ZM
|
+$12.1M |
| 4 |
EQT Corp
EQT
|
+$12M |
| 5 |
PING
Ping Identity Holding Corp.
PING
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.55% |
| 2 | Energy | 1.26% |
| 3 | Technology | 1.15% |
| 4 | Consumer Discretionary | 0.9% |
| 5 | Materials | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Neogen
NEOG
$2.62B
| – | – |
-90,523
| Closed | -$1.27M |
|
|
1577
PUT
Neogen
NEOG
$2.62B
| – | – |
-25,000
| Closed | -$350K |
|
1578
NeoGenomics
NEO
$1.96B
| – | – |
-34,700
| Closed | -$298K |
|
1579
NIO
NIO
$12.2B
| – | – |
-14,400
| Closed | -$166K |
|
|
1580
PUT
NIO
NIO
$12.2B
| – | – |
-576,000
| Closed | -$9.08M |
|
1581
Nike
NKE
$61.9B
| – | – |
-30,175
| Closed | -$2.51M |
|
|
1582
PUT
Nike
NKE
$61.9B
| – | – |
-42,000
| Closed | -$3.49M |
|
1583
Nektar Therapeutics
NKTR
$2.39B
| – | – |
-1,400
| Closed | -$67K |
|
1584
CALL
Norfolk Southern
NSC
$75.4B
| – | – |
-10,000
| Closed | -$2.1M |
|
|
1585
PUT
Norfolk Southern
NSC
$75.4B
| – | – |
-53,000
| Closed | -$11.1M |
|
1586
PUT
Nutanix
NTNX
$16B
| – | – |
-75,000
| Closed | -$1.56M |
|
1587
CALL
Nutrien
NTR
$33.2B
| – | – |
-200,000
| Closed | -$16.7M |
|
1588
Natera
NTRA
$38.3B
| – | – |
-29,900
| Closed | -$1.31M |
|
|
1589
PUT
Natera
NTRA
$38.3B
| – | – |
-32,500
| Closed | -$1.43M |
|
1590
CALL
Nu Holdings
NU
$69.2B
| – | – |
-372,000
| Closed | -$1.64M |
|
|
1591
Nu Holdings
NU
$69.2B
| – | – |
-27,391
| Closed | -$121K |
|
|
1592
PUT
Nu Holdings
NU
$69.2B
| – | – |
-632,000
| Closed | -$2.78M |
|
1593
CALL
NVIDIA
NVDA
$4.86T
| – | – |
-450,000
| Closed | -$5.46M |
|
1594
CALL
Offerpad Solutions
OPAD
$18.3M
| – | – |
-333
| Closed | -$61K |
|
1595
CALL
Option Care Health
OPCH
$3.45B
| – | – |
-191,900
| Closed | -$6.04M |
|
1596
CALL
Opko Health
OPK
$985M
| – | – |
-300,000
| Closed | -$567K |
|
|
1597
Opko Health
OPK
$985M
| – | – |
-80,000
| Closed | -$151K |
|
|
1598
PUT
Opko Health
OPK
$985M
| – | – |
-300,000
| Closed | -$567K |
|
1599
CALL
Oracle
ORCL
$374B
| – | – |
-110,000
| Closed | -$6.72M |
|
1600
Blue Owl Capital
OWL
$6.96B
| – | – |
-158,850
| Closed | -$1.68M |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2022 Portfolio in Review
As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.
- Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
- Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
- Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
- Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
- Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
- Caption Management opened 444 new positions and closed 672 in Q4 2022.
- Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.
Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.