Caption Management’s NIO NIO Stock Holding History

Caption Management’s Portfolio NIO Stock Details NIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-576,000	Closed	-$9.08M	–	1580
2022 Q3	$9.08M	Buy	576,000 +541,000	+1,546%	+$10.7M	0.13%	194
2022 Q2	$760K	Hold	35,000	–	–	0.01%	967
2022 Q1	$737K	Sell	35,000 -145,000	-81%	-$3.42M	0.01%	1058
2021 Q4	$5.7M	Hold	180,000	–	–	0.06%	411
2021 Q3	$6.41M	Buy	180,000 +100,000	+125%	+$4.11M	0.07%	359
2021 Q2	$4.25M	Hold	80,000	–	–	0.06%	414
2021 Q1	$3.12M	Sell	80,000 -20,000	-20%	-$1.02M	0.07%	375
2020 Q4	$4.87M	Hold	100,000	–	–	0.11%	231
2020 Q3	$2.12M	Hold	100,000	–	–	0.05%	410
2020 Q2	$772K	Buy	+100,000	New	+$440K	0.03%	587
2020 Q1	–	Sell	-290,000	Closed	-$1.17M	–	997
2019 Q4	$1.17M	Buy	+290,000	New	+$583K	0.04%	470

Other funds holding NIO

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Caption Management's NIO Position: Q4 2022 in Review

Caption Management sold out of NIO (NIO) in Q4 2022, closing a stake of 14,400 shares — an estimated $166K sold.

Caption Management first reported a position in NIO in Q2 2020 and held it in 6 quarters. The position peaked at $2.1M in Q4 2021. 516 funds tracked by Wall St. Rank hold NIO as of Q4 2022.

Caption Management reported no remaining NIO position as of Q4 2022 after selling out during the quarter.
Caption Management sold 14,400 NIO shares in Q4 2022, an estimated $166K.
Caption Management first reported a position in NIO in Q2 2020 and held it in 6 quarters.
Caption Management's NIO position peaked at $2.1M in Q4 2021.
516 funds tracked by Wall St. Rank held NIO as of Q4 2022.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.