Caption Management’s NIO NIO Stock Holding History

Caption Management’s Portfolio NIO Stock Details NIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-576,000	Closed	-$9.08M	–	1769
2022 Q3	$9.08M	Buy	576,000 +541,000	+1,546%	+$10.7M	1.6%	194
2022 Q2	$760K	Hold	35,000	–	–	0.07%	967
2022 Q1	$737K	Sell	35,000 -145,000	-81%	-$3.42M	0.05%	1058
2021 Q4	$5.7M	Hold	180,000	–	–	0.35%	411
2021 Q3	$6.41M	Buy	180,000 +100,000	+125%	+$4.11M	0.42%	359
2021 Q2	$4.25M	Hold	80,000	–	–	0.38%	414
2021 Q1	$3.12M	Sell	80,000 -20,000	-20%	-$1.02M	0.4%	375
2020 Q4	$4.87M	Hold	100,000	–	–	0.81%	231
2020 Q3	$2.12M	Hold	100,000	–	–	0.34%	410
2020 Q2	$772K	Buy	+100,000	New	+$440K	0.16%	587
2020 Q1	–	Sell	-290,000	Closed	-$1.17M	–	1117
2019 Q4	$1.17M	Buy	+290,000	New	+$583K	0.25%	470

Other funds holding NIO

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $77.3B AUM 36.07% 1-Year Est. Return

D.E. Shaw & Co New York $127B AUM 43.98% 1-Year Est. Return

Citigroup New York $157B AUM 32.99% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Millennium Management

Millennium Management New York $134B AUM 35.51% 1-Year Est. Return

Legal & General Group

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Marshall Wace London, United Kingdom $93.4B AUM 35.1% 1-Year Est. Return