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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRWD icon
1351
Ironwood Pharmaceuticals
IRWD
$696M
$196K ﹤0.01%
15,000
-161,548
-92% -$2.09M
SD icon
1352
SandRidge Energy
SD
$514M
$195K ﹤0.01%
+15,000
New +$124K
LVO icon
1353
CALL
LiveOne
LVO
$61.7M
$194K ﹤0.01%
6,500
-5,880
-47% -$204K
MAACW
1354
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
$189K ﹤0.01%
+126,856
New +$171K
TWNK
1355
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$188K ﹤0.01%
+10,799
New +$175K
STNG icon
1356
PUT
Scorpio Tankers
STNG
$3.9B
$185K ﹤0.01%
+10,000
New +$167K
ESTE
1357
PUT
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$184K ﹤0.01%
+20,000
New +$184K
GLDD
1358
DELISTED
Great Lakes Dredge & Dock
GLDD
$182K ﹤0.01%
+12,066
New +$179K
BAND
1359
Bandwidth Inc
BAND
$1.26B
$181K ﹤0.01%
2,000
-1,400
-41% -$162K
ESPR
1360
PUT
DELISTED
Esperion Therapeutics
ESPR
$181K ﹤0.01%
15,000
-125,300
-89% -$1.82M
OPRA
1361
CALL
Opera Ltd
OPRA
$1.69B
$177K ﹤0.01%
+20,000
New +$194K
KIM icon
1362
Kimco Realty
KIM
$17.2B
$176K ﹤0.01%
+8,500
New +$182K
QVCGA
1363
DELISTED
QVC Group Inc Series A
QVCGA
$176K ﹤0.01%
345
-5,242
-94% -$2.95M
RGS icon
1364
CALL
Regis Corp
RGS
$68.4M
$174K ﹤0.01%
+2,500
New +$328K
SBSW icon
1365
Sibanye-Stillwater
SBSW
$6.26B
$173K ﹤0.01%
14,000
-37,400
-73% -$584K
ALT icon
1366
Altimmune
ALT
$552M
$170K ﹤0.01%
+15,000
New +$182K
ACHR.WS icon
1367
Archer Aviation Redeemable Warrants
ACHR.WS
$18.3M
$169K ﹤0.01%
+106,700
New +$180K
TFFP
1368
CALL
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$169K ﹤0.01%
+876
New +$186K
WTI icon
1369
W&T Offshore
WTI
$534M
$167K ﹤0.01%
+45,000
New +$161K
CFG icon
1370
Citizens Financial Group
CFG
$30.3B
$164K ﹤0.01%
3,500
– –
ATIP
1371
PUT
DELISTED
ATI Physical Therapy, Inc.
ATIP
$162K ﹤0.01%
+850
New +$216K
TISI icon
1372
CALL
Team
TISI
$79.5M
$161K ﹤0.01%
5,350
– –
TISI icon
1373
PUT
Team
TISI
$79.5M
$161K ﹤0.01%
5,350
– –
NGM
1374
CALL
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
$158K ﹤0.01%
+7,500
New +$165K
MIMO.WS
1375
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$155K ﹤0.01%
+207,222
New +$165K
53 54
55
56 57

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VMPIC
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BCIM
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BBA
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Macquarie Group
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FCM
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.