Caption Management’s LiveOne LVO Stock Holding History

Caption Management’s Portfolio LVO Stock Details LVO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-6,500	Closed	-$194K	–	1797
2021 Q3	$194K	Sell	6,500 -5,880	-47%	-$204K	﹤0.01%	1353
2021 Q2	$585K	Buy	+12,380	New	+$537K	0.01%	1010

Other funds holding LVO

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

RCP

Rho Capital Partners New York $20.4M AUM

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

JBFJ

James B. Fleming Jr $905K AUM 13.63% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Caption Management's LVO Position: Q4 2021 in Review

Caption Management sold out of LiveOne (LVO) in Q4 2021, closing a stake of 2,900 shares — an estimated $87K sold.

Caption Management first reported a position in LVO in Q2 2021 and held it in 2 quarters. The position peaked at $185K in Q2 2021. 70 funds tracked by Wall St. Rank hold LVO as of Q4 2021.

Caption Management reported no remaining LiveOne position as of Q4 2021 after selling out during the quarter.
Caption Management sold 2,900 LiveOne shares in Q4 2021, an estimated $87K.
Caption Management first reported a position in LiveOne in Q2 2021 and held it in 2 quarters.
Caption Management's LiveOne position peaked at $185K in Q2 2021.
70 funds tracked by Wall St. Rank held LiveOne as of Q4 2021.

Based on Caption Management's 13F filing for Q4 2021, filed 11 Feb 2022.