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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVTA
1301
PUT
DELISTED
Invitae Corporation
NVTA
$284K ﹤0.01%
10,000
– –
HWM icon
1302
Howmet Aerospace
HWM
$91.3B
$283K ﹤0.01%
9,075
-172,380
-95% -$5.55M
SHPWW
1303
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$281K ﹤0.01%
+283,253
New +$280K
OGN icon
1304
Organon & Co
OGN
$3.59B
$279K ﹤0.01%
+8,500
New +$272K
BYSI icon
1305
BeyondSpring
BYSI
$30.3M
$276K ﹤0.01%
+17,500
New +$315K
PWSC
1306
DELISTED
PowerSchool Holdings, Inc.
PWSC
$273K ﹤0.01%
+11,100
New +$309K
CHEF icon
1307
Chefs' Warehouse
CHEF
$4.52B
$270K ﹤0.01%
8,300
-12,328
-60% -$362K
PWP icon
1308
PUT
Perella Weinberg Partners
PWP
$1.04B
$265K ﹤0.01%
+20,000
New +$266K
EPZM
1309
PUT
DELISTED
Epizyme, Inc
EPZM
$265K ﹤0.01%
51,800
– –
PROCW
1310
DELISTED
Procaps Group, S.A. Warrants
PROCW
$263K ﹤0.01%
+242,319
New +$262K
MYPS icon
1311
PUT
PLAYSTUDIOS Inc
MYPS
$60.1M
$262K ﹤0.01%
+57,500
New +$323K
PSNL icon
1312
Personalis
PSNL
$1.74B
$260K ﹤0.01%
13,500
+500
+4% +$10.5K
ANGI icon
1313
CALL
Angi Inc
ANGI
$203M
$259K ﹤0.01%
2,100
– –
ET icon
1314
CALL
Energy Transfer Partners
ET
$73.3B
$258K ﹤0.01%
26,900
-2,275,000
-99% -$21.8M
AVTR icon
1315
Avantor
AVTR
$10.6B
$245K ﹤0.01%
6,000
-31,700
-84% -$1.24M
GPP
1316
DELISTED
Green Plains Partners LP
GPP
$243K ﹤0.01%
+18,380
New +$236K
BRFS
1317
DELISTED
BRF SA
BRFS
$241K ﹤0.01%
+48,000
New +$227K
RAAS
1318
CALL
DELISTED
Cloopen Group Holding Limited American Depositary Shares (each representing six (6) Class A Ordinary Shares)
RAAS
$241K ﹤0.01%
+18,167
New +$276K
ZYME icon
1319
Zymeworks
ZYME
$1.87B
$238K ﹤0.01%
+8,200
New +$273K
ABUS icon
1320
CALL
Arbutus Biopharma
ABUS
$1.01B
$236K ﹤0.01%
55,000
-45,000
-45% -$150K
ABUS icon
1321
PUT
Arbutus Biopharma
ABUS
$1.01B
$236K ﹤0.01%
55,000
-45,000
-45% -$150K
ASMB icon
1322
Assembly Biosciences
ASMB
$535M
$236K ﹤0.01%
5,642
-1,858
-25% -$77.9K
STIM icon
1323
Neuronetics
STIM
$211M
$235K ﹤0.01%
+35,897
New +$344K
SOS
1324
SOS Limited
SOS
$14M
$234K ﹤0.01%
146
+33
+29% +$66.2K
TVRD
1325
CALL
Tvardi Therapeutics
TVRD
$23.7M
$232K ﹤0.01%
417
– –
51 52
53
54 55

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LCIP
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BPA
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SA
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AA
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RAM
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BG
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.