Caption Management’s Personalis PSNL Stock Holding History

Caption Management’s Portfolio PSNL Stock Details PSNL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-13,500	Closed	-$260K	–	1863
2021 Q3	$260K	Buy	13,500 +500	+4%	+$10.5K	﹤0.01%	1312
2021 Q2	$330K	Buy	+13,000	New	+$297K	﹤0.01%	1119
2020 Q2	–	Sell	-7,600	Closed	-$61K	–	1146
2020 Q1	$61K	Buy	+7,600	New	+$70.7K	﹤0.01%	782

Other funds holding PSNL

AIM

ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Swedbank Stockholm, Sweden $116B AUM 46.87% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

WSCM

Wellington Shields Capital Management New York $666M AUM 45.43% 1-Year Est. Return

WSC

Wellington Shields & Co New York $392M AUM 30.65% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

Caption Management's PSNL Position: Q4 2021 in Review

Caption Management sold out of Personalis (PSNL) in Q4 2021, closing a stake of 13,500 shares — an estimated $260K sold.

Caption Management first reported a position in PSNL in Q1 2020 and held it in 3 quarters. The position peaked at $330K in Q2 2021. 108 funds tracked by Wall St. Rank hold PSNL as of Q4 2021.

Caption Management reported no remaining Personalis position as of Q4 2021 after selling out during the quarter.
Caption Management sold 13,500 Personalis shares in Q4 2021, an estimated $260K.
Caption Management first reported a position in Personalis in Q1 2020 and held it in 3 quarters.
Caption Management's Personalis position peaked at $330K in Q2 2021.
108 funds tracked by Wall St. Rank held Personalis as of Q4 2021.

Based on Caption Management's 13F filing for Q4 2021, filed 11 Feb 2022.