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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
1176
Joby Aviation
JOBY
$6.04B
$50.3K ﹤0.01%
15,000
-5,000
-25% -$20.3K
PGNY icon
1177
PUT
Progyny
PGNY
$2.1B
$49.8K ﹤0.01%
+1,600
New +$57.8K
RCUS icon
1178
CALL
Arcus Biosciences
RCUS
$3.14B
$49.6K ﹤0.01%
+2,400
New +$66K
CARS icon
1179
Cars.com
CARS
$617M
$48.4K ﹤0.01%
3,515
-7,485
-68% -$101K
ET icon
1180
PUT
Energy Transfer Partners
ET
$72.7B
$47.5K ﹤0.01%
4,000
-96,000
-96% -$1.15M
PCT icon
1181
PureCycle Technologies
PCT
$1.11B
$47.3K ﹤0.01%
+7,000
New +$50.5K
OKE icon
1182
Oneok
OKE
$58.4B
$42.4K ﹤0.01%
+645
New +$39.6K
DNA icon
1183
CALL
Ginkgo Bioworks
DNA
$475M
$42.3K ﹤0.01%
625
-6,583
-91% -$605K
MTBL
1184
CALL
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$40K ﹤0.01%
+25,000
New +$75.8K
APRN
1185
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$38.3K ﹤0.01%
3,842
+2,511
+189% +$47.3K
COF icon
1186
Capital One
COF
$125B
$37.2K ﹤0.01%
400
-1,154
-74% -$113K
TOST icon
1187
Toast
TOST
$18B
$36.5K ﹤0.01%
2,023
-950
-32% -$17.9K
NBIS
1188
Nebius Group N.V.
NBIS
$56.9B
$35.8K ﹤0.01%
1,888
– –
ATCO
1189
DELISTED
Atlas Corp.
ATCO
$33.9K ﹤0.01%
2,210
-27,790
-93% -$420K
SRNE
1190
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$32.7K ﹤0.01%
36,892
– –
UPLD icon
1191
Upland Software
UPLD
$11.7M
$32.2K ﹤0.01%
+452
New +$33.7K
COUR icon
1192
Coursera
COUR
$1.39B
$32.1K ﹤0.01%
+2,712
New +$34.2K
U icon
1193
Unity
U
$18.5B
$31.4K ﹤0.01%
1,100
-22,200
-95% -$695K
PSX icon
1194
Phillips 66
PSX
$106B
$31.2K ﹤0.01%
300
-29,600
-99% -$3.03M
ERIC icon
1195
Ericsson
ERIC
$32.7B
$28.7K ﹤0.01%
4,915
-5,085
-51% -$30.6K
ACB
1196
CALL
Aurora Cannabis
ACB
$242M
$27.7K ﹤0.01%
3,000
– –
CRM icon
1197
Salesforce
CRM
$206B
$26.5K ﹤0.01%
+200
New +$29.2K
UPST icon
1198
Upstart Holdings
UPST
$2.42B
$26.4K ﹤0.01%
2,000
– –
MRNS
1199
CALL
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$25.9K ﹤0.01%
+6,500
New +$32K
AGTI
1200
PUT
DELISTED
Agiliti Inc
AGTI
$24.5K ﹤0.01%
+1,500
New +$24.8K
46 47
48
49 50

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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.