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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHS
1176
CALL
DELISTED
Chicos FAS, Inc.
CHS
$568K 0.01%
+126,400
New +$722K
CHS
1177
PUT
DELISTED
Chicos FAS, Inc.
CHS
$568K 0.01%
+126,400
New +$722K
KURA icon
1178
CALL
Kura Oncology
KURA
$800M
$562K 0.01%
30,000
+7,500
+33% +$141K
KURA icon
1179
PUT
Kura Oncology
KURA
$800M
$562K 0.01%
30,000
+5,000
+20% +$94.2K
F icon
1180
Ford
F
$58.5B
$558K 0.01%
39,400
– –
SMSI icon
1181
CALL
Smith Micro Software
SMSI
$14.5M
$557K 0.01%
2,875
-875
-23% -$177K
TV icon
1182
CALL
Televisa
TV
$1.48B
$549K 0.01%
+50,000
New +$644K
BEKE icon
1183
KE Holdings
BEKE
$18.7B
$548K 0.01%
+30,000
New +$731K
WMC
1184
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$548K 0.01%
+21,000
New +$598K
SPWR
1185
DELISTED
SunPower Corporation Common Stock
SPWR
$544K 0.01%
24,000
– –
FRMM
1186
CALL
Forum Markets
FRMM
$68.2M
$541K 0.01%
26
– –
SGMO
1187
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$541K 0.01%
60,000
+30,000
+100% +$297K
SGMO
1188
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$541K 0.01%
60,000
– –
PAA icon
1189
Plains All American Pipeline
PAA
$17.3B
$539K 0.01%
+53,000
New +$526K
TUP
1190
CALL
DELISTED
Tupperware Brands Corporation
TUP
$539K 0.01%
+25,500
New +$571K
SF
1191
Stifel
SF
$12.6B
$536K 0.01%
11,834
-4,666
-28% -$208K
ISEE
1192
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$535K 0.01%
+32,915
New +$358K
GSKY
1193
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$533K 0.01%
+47,675
New +$374K
IRWD icon
1194
PUT
Ironwood Pharmaceuticals
IRWD
$696M
$522K 0.01%
+40,000
New +$517K
RAMP icon
1195
LiveRamp
RAMP
$2.3B
$522K 0.01%
11,046
-53,954
-83% -$2.43M
MITK icon
1196
Mitek Systems
MITK
$754M
$521K 0.01%
28,150
+20,150
+252% +$408K
WPM icon
1197
Wheaton Precious Metals
WPM
$49.5B
$511K 0.01%
+13,600
New +$593K
JOBY icon
1198
CALL
Joby Aviation
JOBY
$7.03B
$503K 0.01%
50,000
– –
CMRX
1199
PUT
DELISTED
Chimerix, Inc.
CMRX
$495K 0.01%
+80,000
New +$550K
AVXL icon
1200
CALL
Anavex Life Sciences
AVXL
$255M
$492K 0.01%
27,400
-126,800
-82% -$2.52M
46 47
48
49 50

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.