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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUS icon
1176
CALL
Nu Skin
NUS
$252M
– –
-299,900
Closed -$15M
NUS icon
1177
Nu Skin
NUS
$252M
– –
-5,495
Closed -$275K
NUS icon
1178
PUT
Nu Skin
NUS
$252M
– –
-178,300
Closed -$8.93M
NVGS icon
1179
Navigator Holdings
NVGS
$1.38B
– –
-25,000
Closed -$209K
NVST icon
1180
Envista
NVST
$4.44B
– –
-50,000
Closed -$1.23M
OI icon
1181
CALL
O-I Glass
OI
$1.1B
– –
-25,000
Closed -$264K
OI icon
1182
PUT
O-I Glass
OI
$1.1B
– –
-25,000
Closed -$264K
OR icon
1183
CALL
OR Royalties Inc
OR
$5.58B
– –
-75,000
Closed -$886K
ORC
1184
CALL
Orchid Island Capital
ORC
$1.3B
– –
-5,580
Closed -$141K
OSUR icon
1185
OraSure Technologies
OSUR
$279M
– –
-10,700
Closed -$131K
OXY icon
1186
Occidental Petroleum
OXY
$56.8B
– –
-49,300
Closed -$676K
PEN icon
1187
PUT
Penumbra
PEN
$12.7B
– –
-57,400
Closed -$11.2M
PENN icon
1188
PUT
PENN Entertainment
PENN
$2.75B
– –
-75,000
Closed -$5.45M
PEP icon
1189
CALL
PepsiCo
PEP
$190B
– –
-50,000
Closed -$6.93M
PFE icon
1190
CALL
Pfizer
PFE
$143B
– –
-737,800
Closed -$25.7M
PFE icon
1191
Pfizer
PFE
$143B
– –
-393,564
Closed -$13.7M
PFE icon
1192
PUT
Pfizer
PFE
$143B
– –
-737,800
Closed -$25.7M
PFSI icon
1193
PennyMac Financial
PFSI
$3.92B
– –
-5,500
Closed -$327K
PGNY icon
1194
CALL
Progyny
PGNY
$2.44B
– –
-30,000
Closed -$882K
PLAY icon
1195
CALL
Dave & Buster's
PLAY
$377M
– –
-30,000
Closed -$454K
PLCE icon
1196
Children's Place
PLCE
$54.3M
– –
-5,900
Closed -$168K
PRPL icon
1197
Purple Innovation
PRPL
$35.3M
– –
-1,401
Closed -$871K
PRPL icon
1198
PUT
Purple Innovation
PRPL
$35.3M
– –
-4,000
Closed -$2.49M
PSMT icon
1199
CALL
Pricesmart
PSMT
$5.98B
– –
-32,500
Closed -$2.16M
PTCT icon
1200
CALL
PTC Therapeutics
PTCT
$5.68B
– –
-30,000
Closed -$1.4M
46 47
48
49 50

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.