We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+5.52%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$5.65B
AUM Growth
+$471M
Cap. Flow
+$98.8M
Cap. Flow %
1.75%
Top 10 Hldgs %
17.56%
Holding
1,507
New
476
Increased
192
Reduced
202
Closed
448

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$14.4M
2
ARGX icon
argenx
ARGX
+$13.4M
3
BVN icon
Compañía de Minas Buenaventura
BVN
+$13.1M
4
ATVI
Activision Blizzard
ATVI
+$11.3M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11M

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$16.7M
2
SABR icon
Sabre
SABR
+$12.5M
3
UBS icon
UBS Group
UBS
+$10.2M
4
DIS icon
Walt Disney
DIS
+$9.97M
5
CBL
CBL Properties
CBL
+$7.85M

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.43%
2 Healthcare 2.56%
3 Technology 1.91%
4 Communication Services 0.94%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALNY icon
1076
Alnylam Pharmaceuticals
ALNY
$32.2B
– –
-3,000
Closed -$595K
ALT icon
1077
CALL
Altimmune
ALT
$632M
– –
-1,490,200
Closed -$6.29M
ALT icon
1078
Altimmune
ALT
$632M
– –
-400,000
Closed -$1.69M
ALT icon
1079
PUT
Altimmune
ALT
$632M
– –
-1,216,700
Closed -$5.13M
OSG
1080
CALL
Octave Specialty Group
OSG
$215M
– –
-30,000
Closed -$464K
OSG
1081
PUT
Octave Specialty Group
OSG
$215M
– –
-80,000
Closed -$1.24M
AMC icon
1082
CALL
AMC Entertainment Holdings
AMC
$2.38B
– –
-10,540
Closed -$528K
AMCX icon
1083
PUT
AMC Global Media
AMCX
$503M
– –
-400
Closed -$7.03K
AMN icon
1084
AMN Healthcare
AMN
$1.36B
– –
-8,000
Closed -$664K
AMN icon
1085
PUT
AMN Healthcare
AMN
$1.36B
– –
-25,000
Closed -$2.07M
AMRC icon
1086
CALL
Ameresco
AMRC
$1.2B
– –
-20,000
Closed -$984K
AMRC icon
1087
PUT
Ameresco
AMRC
$1.2B
– –
-20,000
Closed -$984K
AMZN icon
1088
CALL
Amazon
AMZN
$2.66T
– –
-85,000
Closed -$8.78M
ARCC icon
1089
PUT
Ares Capital
ARCC
$13.9B
– –
-50,000
Closed -$914K
ARCT icon
1090
CALL
Arcturus Therapeutics
ARCT
$441M
– –
-30,000
Closed -$719K
ARCT icon
1091
PUT
Arcturus Therapeutics
ARCT
$441M
– –
-30,000
Closed -$719K
ARES icon
1092
PUT
Ares Management
ARES
$28.7B
– –
-50,000
Closed -$4.17M
ARGX icon
1093
PUT
argenx
ARGX
$61.4B
– –
-66,000
Closed -$24.6M
ARWR icon
1094
Arrowhead Research
ARWR
$9.46B
– –
-10,300
Closed -$355K
ASTL icon
1095
Algoma Steel
ASTL
$450M
– –
-5,084
Closed -$37.7K
OPTU
1096
Optimum Communications Inc
OPTU
$393M
– –
-150,600
Closed -$515K
OPTU
1097
PUT
Optimum Communications Inc
OPTU
$393M
– –
-200,000
Closed -$684K
AWK icon
1098
CALL
American Water Works
AWK
$27.5B
– –
-78,500
Closed -$11.5M
AX icon
1099
PUT
Axos Financial
AX
$5.26B
– –
-250,000
Closed -$9.23M
AZTA icon
1100
Azenta
AZTA
$1.46B
– –
-11,600
Closed -$518K
42 43
44
45 46

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q2 2023 Portfolio in Review

As of Q2 2023, Caption Management held 1,507 positions worth $5.65B, up 9.1% from $5.18B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Caption Management's Q2 2023 filing shows 476 new, 192 increased, 202 reduced and 448 closed positions. Its largest new stake was Lockheed Martin: 31,000 shares worth $14.3M. The largest sale was KraneShares CSI China Internet ETF, an estimated $16.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, down from 91% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q2 2023 buy was Lockheed Martin: 31,000 shares worth $14.3M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q2 2023, an estimated $11M increase.
  • Caption Management's biggest Q2 2023 reduction was Sabre, cutting an estimated $12.5M.
  • Caption Management fully exited KraneShares CSI China Internet ETF in Q2 2023, selling an estimated $16.7M.
  • Caption Management's ten largest holdings make up 18% of its $5.65B portfolio in Q2 2023.
  • Caption Management opened 476 new positions and closed 448 in Q2 2023.
  • Caption Management's portfolio value rose 9.1% quarter-over-quarter to $5.65B.

Based on Caption Management's 13F filing for Q2 2023, filed 14 Aug 2023.