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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPTN
1051
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-15,000
Closed -$91K
WBT
1052
DELISTED
Welbilt, Inc.
WBT
– –
-10,000
Closed -$169K
PLAN
1053
DELISTED
Anaplan, Inc.
PLAN
– –
-60,000
Closed -$2.98M
VOLT
1054
CALL
DELISTED
Volt Information Sciences, Inc.
VOLT
– –
-65,000
Closed -$205K
RESN
1055
DELISTED
Resonant Inc.
RESN
– –
-100,000
Closed -$296K
RESN
1056
PUT
DELISTED
Resonant Inc.
RESN
– –
-100,000
Closed -$296K
VCRA
1057
CALL
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-10,000
Closed -$247K
VCRA
1058
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-200
Closed -$5K
SC
1059
CALL
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-75,000
Closed -$1.91M
SC
1060
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-44,000
Closed -$1.12M
SC
1061
PUT
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-7,500
Closed -$191K
XLRN
1062
DELISTED
Acceleron Pharma
XLRN
– –
-25,000
Closed -$1.14M
CLDR
1063
DELISTED
Cloudera, Inc.
CLDR
– –
-2,600
Closed -$24.9K
XEC
1064
CALL
DELISTED
CIMAREX ENERGY CO
XEC
– –
-17,500
Closed -$839K
XEC
1065
DELISTED
CIMAREX ENERGY CO
XEC
– –
-40,000
Closed -$1.92M
KIN
1066
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-27,000
Closed -$185K
HOME
1067
DELISTED
At Home Group Inc.
HOME
– –
-85,000
Closed -$692K
GRUB
1068
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-2,000
Closed -$183K
CZZ
1069
CALL
DELISTED
Cosan Limited
CZZ
– –
-20,000
Closed -$298K
FBM
1070
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
– –
-149,400
Closed -$2.31M
FBM
1071
PUT
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
– –
-180,000
Closed -$2.79M
PE
1072
CALL
DELISTED
PARSLEY ENERGY INC
PE
– –
-37,600
Closed -$632K
PE
1073
DELISTED
PARSLEY ENERGY INC
PE
– –
-1,900
Closed -$32K
HDS
1074
CALL
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-25,000
Closed -$980K
NTRP
1075
CALL
DELISTED
Neurotrope, Inc. Common
NTRP
– –
-19,400
Closed -$15K
41 42
43
44 45

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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.