CM
NPTN

Caption Management’s NEOPHOTONICS CORP NPTN Stock Holding History

Caption Management’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-15,000
Closed -$91K – 1051
2019
Q3 		$91K Buy
15,000
+2,300
+18% +$12.9K ﹤0.01% 637
2019
Q2 		$53K Buy
+12,700
New +$67K ﹤0.01% 627

Other funds holding NPTN

Russell Investments Group
Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
N
Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
PCMI
Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return
Prudential Financial
Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

Caption Management's NPTN Position: Q4 2019 in Review

Caption Management sold out of NEOPHOTONICS CORP (NPTN) in Q4 2019, closing a stake of 15,000 shares — an estimated $91K sold.

Caption Management first reported a position in NPTN in Q2 2019 and held it in 2 quarters. The position peaked at $91K in Q3 2019. 126 funds tracked by Wall St. Rank hold NPTN as of Q4 2019.

  • Caption Management reported no remaining NEOPHOTONICS CORP position as of Q4 2019 after selling out during the quarter.
  • Caption Management sold 15,000 NEOPHOTONICS CORP shares in Q4 2019, an estimated $91K.
  • Caption Management first reported a position in NEOPHOTONICS CORP in Q2 2019 and held it in 2 quarters.
  • Caption Management's NEOPHOTONICS CORP position peaked at $91K in Q3 2019.
  • 126 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q4 2019.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.