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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+20.62%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.28B
AUM Growth
+$1.27B
Cap. Flow
+$77M
Cap. Flow %
1.8%
Top 10 Hldgs %
19.56%
Holding
1,403
New
509
Increased
180
Reduced
166
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$27.4M
2
CRM icon
Salesforce
CRM
+$19.8M
3
ADBE icon
Adobe
ADBE
+$14.5M
4
PFE icon
Pfizer
PFE
+$13.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.9M

Top Sells

Rank Stock Value
1
SEDG icon
SolarEdge
SEDG
+$14.2M
2
HLT icon
Hilton Worldwide
HLT
+$9.77M
3
MYOK
MyoKardia, Inc. Common Stock
MYOK
+$8.21M
4
ARNA
Arena Pharmaceuticals Inc
ARNA
+$6.19M
5
VSLR
VIVINT SOLAR, INC.
VSLR
+$5.68M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.45%
2 Consumer Discretionary 4.78%
3 Healthcare 3.02%
4 Technology 2.72%
5 Industrials 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADPT icon
1001
CALL
Adaptive Biotechnologies
ADPT
$4.35B
– –
-15,000
Closed -$726K
AES icon
1002
CALL
AES
AES
$10.6B
– –
-56,500
Closed -$818K
AG icon
1003
CALL
First Majestic Silver
AG
$9.13B
– –
-150,000
Closed -$1.49M
AGI icon
1004
CALL
Alamos Gold
AGI
$14.8B
– –
-13,400
Closed -$126K
AKBA icon
1005
Akebia Therapeutics
AKBA
$255M
– –
-50,000
Closed -$678K
ALLO icon
1006
CALL
Allogene Therapeutics
ALLO
$591M
– –
-112,500
Closed -$4.82M
ALLO icon
1007
Allogene Therapeutics
ALLO
$591M
– –
-1,400
Closed -$60K
ALLO icon
1008
PUT
Allogene Therapeutics
ALLO
$591M
– –
-40,000
Closed -$1.71M
OSG
1009
CALL
Octave Specialty Group
OSG
$219M
– –
-50,000
Closed -$717K
AMCX icon
1010
AMC Global Media
AMCX
$503M
– –
-11,155
Closed -$261K
AMCX icon
1011
PUT
AMC Global Media
AMCX
$503M
– –
-48,500
Closed -$1.14M
AMGN icon
1012
CALL
Amgen
AMGN
$203B
– –
-50,000
Closed -$11.8M
AMGN icon
1013
PUT
Amgen
AMGN
$203B
– –
-100,000
Closed -$23.6M
AMRN
1014
PUT
Amarin Corp
AMRN
$293M
– –
-50,665
Closed -$7.01M
ANGI icon
1015
CALL
Angi Inc
ANGI
$204M
– –
-22,500
Closed -$2.73M
APPN icon
1016
Appian
APPN
$2.65B
– –
-47,846
Closed -$2.45M
APPN icon
1017
PUT
Appian
APPN
$2.65B
– –
-97,700
Closed -$5.01M
ARCC icon
1018
Ares Capital
ARCC
$14B
– –
-20,000
Closed -$285K
ARMK icon
1019
CALL
Aramark
ARMK
$15.3B
– –
-18,005
Closed -$294K
ARVN icon
1020
CALL
Arvinas
ARVN
$537M
– –
-22,500
Closed -$755K
ARWR icon
1021
CALL
Arrowhead Research
ARWR
$9.55B
– –
-30,000
Closed -$1.3M
ARWR icon
1022
PUT
Arrowhead Research
ARWR
$9.55B
– –
-30,000
Closed -$1.3M
AU icon
1023
AngloGold Ashanti
AU
$50.6B
– –
-18,000
Closed -$538K
AUDC icon
1024
CALL
AudioCodes
AUDC
$239M
– –
-42,500
Closed -$1.35M
AUDC icon
1025
AudioCodes
AUDC
$239M
– –
-24,052
Closed -$764K
39 40
41
42 43

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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q3 2020 Portfolio in Review

As of Q3 2020, Caption Management held 1,403 positions worth $4.28B, up 42% from $3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Caption Management's Q3 2020 filing shows 509 new, 180 increased, 166 reduced and 406 closed positions. Its largest new stake was Adobe: 31,134 shares worth $15.3M. The largest sale was SolarEdge, an estimated $14.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, up from 84% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Caption Management's largest Q3 2020 buy was Adobe: 31,134 shares worth $15.3M.
  • Caption Management added most to Amazon in Q3 2020, an estimated $27.4M increase.
  • Caption Management's biggest Q3 2020 reduction was SolarEdge, cutting an estimated $14.2M.
  • Caption Management fully exited Hilton Worldwide in Q3 2020, selling an estimated $9.77M.
  • Caption Management's ten largest holdings make up 20% of its $4.28B portfolio in Q3 2020.
  • Caption Management opened 509 new positions and closed 406 in Q3 2020.
  • Caption Management's portfolio value rose 42% quarter-over-quarter to $4.28B.

Based on Caption Management's 13F filing for Q3 2020, filed 16 Nov 2020.