Caption Management’s Ares Capital ARCC Stock Holding History

Caption Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-7,000	Closed	-$118K	–	1027
2020 Q4	$118K	Buy	+7,000	New	+$109K	﹤0.01%	870
2020 Q3	–	Sell	-20,000	Closed	-$285K	–	1018
2020 Q2	$289K	Sell	20,000 -45,500	-69%	-$614K	0.01%	759
2020 Q1	$706K	Buy	+65,500	New	+$1.1M	0.04%	481

Other funds holding ARCC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

GAM

Generali Asset Management Trieste, Italy $4.79B AUM 26.21% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Caption Management's ARCC Position: Q1 2021 in Review

Caption Management sold out of Ares Capital (ARCC) in Q1 2021, closing a stake of 7,000 shares — an estimated $118K sold.

Caption Management first reported a position in ARCC in Q1 2020 and held it in 3 quarters. The position peaked at $706K in Q1 2020. 537 funds tracked by Wall St. Rank hold ARCC as of Q1 2021.

Caption Management reported no remaining Ares Capital position as of Q1 2021 after selling out during the quarter.
Caption Management sold 7,000 Ares Capital shares in Q1 2021, an estimated $118K.
Caption Management first reported a position in Ares Capital in Q1 2020 and held it in 3 quarters.
Caption Management's Ares Capital position peaked at $706K in Q1 2020.
537 funds tracked by Wall St. Rank held Ares Capital as of Q1 2021.

Based on Caption Management's 13F filing for Q1 2021, filed 17 May 2021.